Navarinou Park
Created on 03-10-2023
Background
The neighbourhood of Exarcheia, where the park is located, is one of the most – if not the most– politically active areas in Athens and is traditionally home to intellectuals and artists. Since the 1970s, it has been in the centre of social movements, serving as a breeding ground for leftist, anarchist and antifascist grassroots and alternative cultural practices (Chatzidakis, 2013). Given its location in the centre of Athens, the neighbourhood is lacking green and open spaces.
The site of the park has a long history of negotiations regarding ownership and use, dating back to the 1970s. During that time, the Technical Chamber of Greece (TEE) purchased the 65-year-old medical clinic with the purpose of demolishing it and constructing its central offices. Although the building was eventually demolished in the 1980s, TEE never constructed its offices. In the 1990s, the site was offered as part of an exchange between the TEE and the Municipality of Athens for the development of a green space, but this agreement did not materialise. Instead, the TEE leased the plot for private use, and turned it into an open-air parking space (Frezouli, 2016).
The termination of the lease in 2008 coincided with a major social movement triggered by the assassination of a 15-year-old boy, Alexis Grigoropoulos, at the hands of the police. This tragic incident took place in December of the same year, just a few streets away from the site and led to uprisings in many Greek cities and neighbourhoods as citizens demanded the right to life, freedom, and the city through protests and illegal occupations. In response to the rumours about the site’s future construction, the Exarcheia Residents’ Initiative, in collaboration with many grassroots movements, used digital means to issue a collective call for action to reclaim the plot as an open green space. On 7th March 2009, tens of people from the neighbourhood and around Athens occupied the plot and created the 'Self-managed Navarinou and Zoodochou Pigis Park' (Frezouli, 2016; pablodesoto, 2010)
The park as an urban commons urban commons resource
The operation and development of the park, in terms of its uses and infrastructure, is collectively shaped by the appropriating community of commoners, consisting of activists and local residents, without any contributions from the state, municipal or private organisations. Hence the activities and interventions within the park are evolving with the joint efforts and time, work, skills and financial resources of the commoners.
In this regard, the transformation of the space from a parking lot into its present form has followed a dynamic process, that keeps adapting to the changing resources, needs and challenges created by the social and urban circumstances. The initial intervention involved replacing the concrete ground with soil and planting flowers and trees donated by the community. Subsequently, a small playground and seating areas were constructed, forming an open amphitheatre (Parko Navarinou Initative, 2018b). This infrastructure served as a base for organising public events such as cultural activities, public discussions, live concerts, film projections, and children’s activities. At a later stage, educational workshops on agriculture were also introduced (Frezouli, 2016). Many of the activities brought about spatial transformations within the park, including the creation of community gardens or sculptures, murals and installations.
In its most recent phase, the park has been transformed into a “big playground” for all the residents housing a variety of greenery, such as the urban gardens, as well as seating and gathering urban furniture, including benches and tables. The park now features several playground equipment suitable for both children and adults, such as swings, playing structures, a basketball court, and a ping pong table. Additionally, safety has been enhanced by improving the lighting and adding a fence (Parko Navarinou Initative, 2018a).
Commoners and commoning
To thrive as a bottom-up initiative, the operation and governance of the park are based on several forms of mobilisation that extend beyond the initial public space occupation. Among the various forms of commoning undertaken, activism, collective action, network creation and co-governance have been vital for Navarinou Park. These social processes have been supported by other participatory or community-based practices, such as public campaigns, co-construction and co-creation activities (Frezouli, 2016).
Since its beginning, the initiative has established an open assembly as the main instrument for decision-making on operational and infrastructural matters related to the park. This ensures that the park remains a shared resource, fostering a sense of belonging and strong bonds among the commoners. The assembly sets the rules and practises that constitute the institutional arrangements of the park, following a governance model based on horizontal democratic processes driven by the principles of self-management, anti-hierarchy and anti-commodification. The assembly is open to any individual or group that wishes to participate. However, throughout the park’s lifetime, only a small core of people remains permanently committed to the initiative. This groups is cohesive in terms of social incentives, activist ideals, and social capital, which reduces conflicts during decision-making processes (Arvanitidis & Papagiannitsis, 2020).
However, beyond addressing issues such as maintenance, organisation of events and infrastructure interventions, the assembly has been confronted with several challenges of both internal and external character, necessitating adaptability and rule-setting. One key challenge is the continuous commitment required for attending meetings and carrying out the daily tasks, which relies entirely on voluntary engagement. The gradual decrease in engagement, reaching its peak in early 2018 and even threatening the park’s survival, prompted the core team to seek new forms of communication and involvement to attract more residents to use and engage with the space. (Arvanitidis & Papagiannitsis, 2020). The idea that emerged focused on addressing the lack of play-areas in the neighbourhood by transforming the park into a large playground that would appeal to families, parents, children and the elderly. This vision was realised through a successful crowdfunding campaign (Parko Navarinou Initative, 2018a) that used the moto “play, breath, discuss, blossom, reclaim, live” to convey the key functions of the park.
Another significant challenge, especially during the first years of the initiative, was external delinquent behaviour, including vandalism, drug trafficking, and problems with the police (Avdikos, 2011). After several negotiations, the assembly decided to install a fence around the park to improve the monitoring and maintenance of the space while still keeping it open to everyone during operational hours and activities.
Impact & Significance
Navarinou Park is considered to be a successful example of the bottom-up transformation of an urban void into an urban commons among scholarly discourses (Arvanitidis & Papagiannitsis, 2020; Daskalaki, 2018; Frezouli, 2016; pablodesoto, 2010). It not only provides environmental benefits delivered through high quality green spaces, along with a variety of social and cultural activities for the residents of Exarcheia but, most significantly, it has "motivated and empowered residents, offering a great sense of pride and providing incentives for enhancing social capital and social inclusion, community resilience, collective learning and action"(Daskalaki, 2018, p. 162). The park demonstrates a successful example of urban commons in continuous growth, where social capital and solidarity are the motivating goals that drive both collective management and the ability to overcome challenges over time:
“If there is one thing that motivates us to move forward, it is the impact of our endeavour not only in theory but in practice: in the constructive transformation of behaviours, awarenesses, practices and everyday lives. It is up to us to seize the new opportunities that open up before us. If we ourselves do not struggle to create the utopias we imagine, they will never exist”. (Parko Navarinou Initative, 2018a)
A.Pappa (ESR13)
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Mortgage subsidisation policies in Croatia
Created on 02-10-2023
In 2017, the Croatian parliament introduced a new housing loan subsidy programme (cro. subvencioniranje stambenih kredita – SSK). Using data from 2017 to 2019, a first evaluation of the impact this subsidy has had on the housing market indicates that it has worsened housing affordability. Evidence points to the majority of the subsidies being concentrated in urbanised areas in already dynamic housing markets (Kunovac & Zilic, 2021).
Background
The socialist legacy of housing policy was hastily deconstructed during the transition of the 1990s, however it was not replaced by efficient and just housing provision. Housing privatization of a giveaway kind, mostly in terms of the right to buy and limited denationalization measures became the central reformist aspect of the Croatian housing policy transition, while adequate and lawful marketization lagged behind. In the first decade of the transition, the number of public housing units fell from 24% in 1991 to 2.6% in 2001 while homeownership level rose from 64% to 82.9% in the same period (Bežovan, 2013). In the aftermath of the Croatian War of Independence, housing measures focused on reconstruction and emergency provision for refugees and war victims. Reconstruction measures were mostly directed at households living in or returning to the so called “areas of special state care”, in other words the worse-off territories. Foreign technical assistance projects were not implemented in Croatia due to various reasons, mostly regarding clientelism, corruption and international political isolation, which at the time coincided with the process of housing deprofessionalization and the negligence of housing cooperatives as relicts of the socialist past.
Not wanting to fall back on outdated socialist practices but instead to become part of a highly developed world by means of implementing liberal housing policy, policymakers went on a path of preserving a socially sensitive demeanour of an improvised middle way policy thus shying away from extremes to satisfy the political demands of the day. In other words, all that the hybrid and experimental combination of measures achieved was the creation of a peculiar housing corporatism regime that amounted to using the state to enhance market policies in housing. Still, Croatia remained firmly within the parameters of a transitional country, in line with the South European, basically Mediterranean, housing regime which could be described as a conservative, familist model based on a high degree of homeownership and family-backed housing provision or inheritance. The housing tenure structure, housing transitions and housing careers spanning from the mid-1970s to the mid-2010s unequivocally confirm this (Rodik et al., 2019). The strong legacy of familism in housing manifests itself through acts of primary kinship is still the dominant feature of housing transactions in Croatia.
By the end of the 1990s and the beginning of the 2000s, commercial housing lending, a Bausparkassen type housing savings scheme and State-Subsidized Housing Construction (POS) model were introduced as innovative instruments to modernize Croatian housing policy. The last in line was actually a government top-down programme which was implemented in 2001 and aimed to build affordable housing in large cities for the first-time buyers. Not only was it introduced on top of the speculative and unregulated housing market, but its creation and implementation were lacking in terms of necessary analysis, public discussion as well as an evaluation of available results. As time went by, other housing policy instruments were introduced to speed up the processes in the housing market. For example, the real estate transfer tax exemption (5%) for first home buyers introduced in 2003 and rent subsidies for private rental market households that lasted from 2003 to 2010. In short, the aforementioned programmes were intended for well-off middle and upper-middle class households while social housing programmes such as housing allowances, which fall under the jurisdiction of local authorities, either do not exist or are of a residual kind (Bežovan, 2019; 2018).
In these circumstances, it is difficult to build an efficient and sustainable system of social and public rental housing (Hegedus et al., 2013). The new supply subsidy measures were short-term and ineffective. Dwellings built in these programmes have been largely privatized or are under pressure to privatize, which is interpreted as a trap of the earlier privatization of the state-owned housing stock (giveaway privatization) in the early 1990s. The results of research in transition countries show that part of the younger population, who did not stand to receive family inheritance or who were less competitive in the labour market, tended to opt for long-term privately owned apartment rentals (Hegedüs et al., 2018).
Around this time, housing financialization in Croatia began to gain momentum, primarily driven by commercial housing lending. This trend continued despite the setback caused by the financial crisis and the subsequent prolonged recession in the Croatian economy. Namely, as a result of the onset of the crisis in 2009, the credit market froze and, faced with fiscal contraction, government housing supply also declined. In the midst of the economic crisis of 2010, the government started encouraging the sale of unsold flats as well as subsidizing housing loans and making state guarantees on them in 2011. With these legal measures, the state wanted to jump start stagnant activity in the credit and real estate markets, while at the same time the Socially Encouraged Rent Program (PON) enabled rental housing in POS flats with the possibility of a buyout after the expiry of the five-year contract period. From the end of 1990s to the latest period of housing loan subsidies for first-time buyers starting in 2017, housing policy measures were almost exclusively designed to support future homeowners. These resulted in serious housing market distortions and inequities.
Policy Characteristics and Analysis - (Fernández & Bežovan, 2023)
In the aftermath of the global financial crisis, Croatia found itself in a deep economic crisis that resulted in a reduction in completed buildings and building permits until 2015. The collapse of the housing and stock markets reduced the financial assets of a generation of Croatian households while leaving a trail of stagnant property prices and unsold housing units. It is in the context of the early signs of recovery that the SSK was formulated. E-consultations and parliamentary debates in during the adoption of the Bill and its amendments denote the concerns raised at the time of its inception.
Critiques raised during the adoption of the Bill delve into the fact that, according to estimates, only 10% of the population were eligible for this measure and that no risk management plan had been elaborated to ensure the repayment of loans after the end of subsidised period. The regressive nature of this measure was also underlined, since income requirements for the subsidy were indirectly set by the banks’ lending criteria without any provision of advantageous rates for lower or single income households. The Bill was also criticised for the introduction of a 3% real estate transfer tax when buying a first home. Moreover, greater subsidies were proposed for the less developed parts of the country, which the government initially refused, but later accepted and amended the Bill.
According to the Bill itself, this subsidy had two aims, on the one hand to increase birth rates by providing younger couples with a home to create a family, and on the other hand to incentivize economic growth. Since its implementation in 2017, the housing loans subsidy has been managed by the Agency for Transactions and Mediation in Immovable Properties (APN). The eligibility criteria requires the applicant to be younger than 45 years old and have successfully applied for a loan with a registered bank to buy or build a property. In the call, the maximum subsidy was capped at 100.000 EUR and the maximum property price eligible was 1,500 EUR/m2. The subsidised percentage is also capped between 30 and 50% of the property value with less developed areas being eligible for higher subsidy proportions than more developed ones. Properties above this EUR/m2 threshold are still eligible but the subsidy is only applied to the proportion of the property value below this amount. The loan must last at least 15 years and the effective interest rate (EIR) for the first five years of its repayment may not exceed 3.75% per annum.
The subsidy is paid in such a way that it covers half of the monthly instalments or annuities of the first four years of loan repayment. Given that this subsidy was designed with the objective of promoting demographic growth, households who have children during the first five years of repayment receive an extension of two more years per child to their subsidy. Similarly, if a member of the household has a 50% or more disability the loan repayment period increases by one more year. The apartment shall not be rented within two years on completion of the repayment of the subsidy and the recipient must be officially registered there.
One of the main setbacks in the design of this particular policy is the eligibility criteria. In the first place, mortgage eligibility criteria are the same with or without a subsidy as credit institutions and banks require clients to satisfy their lending requirements prior to obtaining the subsidy. Secondly, subsidy eligibility is particularly lax on other dimensions as there in no income cap, the policy does not target first-time-buyers and includes older households up to the age of 45. During the discussions about the latest amendments to the Bill in 2020, the effect of this programme on the increase of housing prices were discussed, however, these concerns were ignored in the final bill. The government also rejected the suggestion to keep the measure applications open continuously throughout the year, and the suggestion that due to increased housing prices, the total loan amount would increase, along with the amount per square meter that can be subsidized.
A.Fernandez (ESR12)
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The Social Climate Fund: Materialising Just Transition Principles?
Created on 11-07-2023
The EU's Social Climate Fund (SCF) was officially approved by the European Parliament on 18 April 2023 as part of the broader Green Deal initiative, which seeks to expand the scope of the Emission Trading Scheme (ETS) to encompass buildings, transport and other sectors. This extension of the ETS is expected to result in increased energy costs and gasoline prices for households and businesses. To assist vulnerable households, micro-enterprises, and transport users in mitigating the financial impact of these price increases, EU Member States may use resources from the SCF to finance various measures and investments. The SCF will primarily be funded through the revenues generated by the new emissions trading system, with a maximum allocation of €65 bn, which will be supplemented by national contributions. Temporarily established for the period of 2026-2032, the fund aims to provide support during this specified timeframe.
Preliminary Exploration of Merits and Limitations
The initiation of the SCF has received praise from various NGOs advocating for a just transition (WWF, 2022). Supporters highlight its significance in integrating a social dimension into EU climate policies, despite some remaining weaknesses. The SCF’s spending rules are commended for striking a suitable balance between financing structural investments and providing temporary direct income support to vulnerable households. Through the SCF, Member States can finance subsidies that will enable these households to renovate their homes, adopt energy-efficient technologies, and access renewable energy and sustainable transportation. Moreover, various NGOs welcome the requirement for government consultation with subnational administrations and civil society organizations. This could potentially facilitate greater engagement of the target groups in the legislative process. Notably, the SCF also introduces a definition of transport poverty, marking a first in EU policy, and aiding member states to identify those eligible for support (thereby improving recognitional justice).
Regarding the aforementioned weaknesses, there is a range of concerns. Firstly, the projected timeline may pose a limitation. Initiating green investments for vulnerable households only a year before the introduction of carbon pricing may not allow sufficient time for the desired impact. Projects related to energy renovation and improved public mobility infrastructure typically require several years to yield tangible results. Additionally, while Member States are required to include consultation with various stakeholders in their national ‘Social Climate Plans’ (SCPs), the level of participation outlined in the proposed regulation is minimalistic, raising concerns about ensuring procedural justice.
Perceived Importance of Targeting
The legislative text (EU, 2023) underscores the significance of consistent targeting, and Member States are required to furnish comprehensive information regarding the objective of the measure or investment and the specific individuals or groups it aims to address. Additionally, the European Commission expects an elucidation of how the measure or investment will effectively contribute to the accomplishment of the Fund's objectives and its potential to reduce dependence on fossil fuels.
Targeting is deemed particularly crucial with regard to direct income support, as universal energy support tends to generate inflationary pressures, encourage unsustainable behaviour, and yield regressive effects. The legislative text states that is crucial to perceive such support as a temporary measure accompanying the decarbonisation of the housing and transport sectors, rather than a permanent solution that fails to address the fundamental causes of energy poverty and transport poverty. Thus, this support should exclusively target the direct consequences of including greenhouse gas emissions from buildings and road transport under the purview of Directive 2003/87/EC, without encompassing electricity or heating costs related to power and heat production covered by the same directive. As stated, "recipients of direct income support should be targeted, as members of a general group of recipients, by measures and investments aimed at effectively lifting those recipients out of energy poverty and transport poverty" (EU, 2023: p.4).
The share of the SCF designated for renovation projects should also be specifically directed at the vulnerable households and transport users who are already receiving direct income support. SCPs are allowed to extend support to both public and private entities, including social housing providers and public-private cooperatives, in developing and providing affordable energy efficiency solutions and suitable funding mechanisms that align with the social objectives of the Fund. This support could include ‘financial assistance’ or even ‘fiscal incentives’, which poses the question of how lenient should the approach of the European Commission be towards the state support of social housing organisations, given the tensions that have emerged in the past (Gruis & Elsinga, 2014).
Ex Ante and Ex Post Assessment of Social Climate Plans
EU Member States are required to submit national Social Climate Plans (SCPs) no later than 30 June 2025, so that they can be given “careful and timely consideration”. The plans should encompass an investment component that promotes the long-term solution of reducing reliance on fossil fuels, potentially incorporating additional measures, such as temporary direct income support, to alleviate any immediate adverse effects on income.
The primary objectives of these plans must be twofold. Firstly, they should provide vulnerable households, vulnerable micro-enterprises, and vulnerable transport users with the necessary resources to enable them to finance and undertake investments in energy efficiency, the decarbonisation of heating and cooling systems, the adoption of zero- and low-emission vehicles, and sustainable mobility. This support may be provided through mechanisms such as vouchers, subsidies, or zero-interest loans. Secondly, the plans should mitigate the impact of rising fossil fuel costs on the most vulnerable segments of society, thus fighting energy poverty and transport poverty during the transitional phase until the aforementioned investments have been implemented.
The legislative text contains comprehensive information concerning the criteria utilised to assess the SCPs upon submission and evaluation after implementation. The set of ‘result indicators’ that are specifically relevant to the 'building sector' can be found in the table accompanying this case study. Time will tell whether this framework is sufficient to ensure that besides ‘recognitional justice’ and ‘procedural justice’, the SCF will make sure that the European Green Deal delivers ‘distributive justice’.
T.Croon (ESR11)
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APROP | Temporary social housing for people at risk to residential exclusion
Created on 05-12-2022
Innovative aspects of the housing design/building
The APROP design and construction system is based on prefabricated modules, providing dignified and energy efficient dwellings for members of society who have difficulties in accessing housing. The homes achieve an AA Energy Rating, which the Barcelona municipality equates to a level of energy consumption four to six times lower than that of a conventional building of the same characteristics (Ajuntament de Barcelona, 2019a). Circularity is integral to the concept of the project, with upcycled shipping containers forming the structure, which would otherwise be considered as waste and sent to landfill. In terms of time and cost savings, owing to the dry and lightweight structure the entire building can be disassembled in four weeks are reassembled elsewhere, significantly reducing on-site construction time.
APROP has been documented as an exemplary project by the municipality and features in the “Innovation in affordable housing Barcelona” and “Barcelona right to housing” reports (Ajuntament de Barcelona, 2018; Hernández Falagán, 2019). The architectural team includes three practices: Straddle3 and Eulia Arkitektura in the design stage, and Yaiza Terré for the delivery stage. Following the announcement of the Bauhaus award, a prize that aims to demonstrate sustainability in alignment with the European Green Deal (European Commission, 2022), Housing Europe declared APROP “an emerging housing model” (Housing Europe, 2021). The project has also been recognised by various other local and international awards (Ajuntament de Barcelona, 2022). Although APROP is built to the same building standards as conventional housing in Barcelona, it received a critical response from a UK newspaper article (The Guardian, 2019), which raised concerns over the danger of lowering standards in the quality of housing if replicated elsewhere. Re-purposing shipping containers to provide housing has become an established industry in many countries but can typically lead to poor thermal and acoustic performance if it is not done well. This was highlighted in the same article by the principal architect David Juárez from Straddle3, who asserted that "building with containers can bring terrible results unless you really make an effort".
Methodology and research project by ATRI
The APROP programme is the result of research carried out by Tactical Accommodations of Inclusive Repopulation (ATRI), an interdisciplinary team supported by the Barcelona municipality that consists of architects, builders, economists, a lawyer, and a social scientist. The group was initiated in response to a lack of social and emergency housing in the Barcelona region. The project framework was formed between the Department of Social Rights, Cooperativa Lacol (the architects responsible for housing cooperative “La Borda”), Bestraten Hormias Arquitectura, and architectural practice Straddle3. ATRI cite the thesis project of architectural scholar Gerardo Wadel on Industrialised Construction and sustainability as further theoretical grounding for the APROP programme (ATRI, n.d.-a; Wadel, 2009). The methodology crosses disciplines to encompass four key areas: urbanism, architecture, economy, and management. This research culminated into the three main characteristics of an ATRI building: reversibility, being lightweight, and minimising execution time.
Construction characteristics, materials and processes
The prefabricated construction method and modular design strategy are characteristic of Industrialised Construction. Although the project is based on off-site construction, this did not take place in a factory setting and traditional manual labour was used (Ajuntament de Barcelona, 2019b). The prefabricated modules were transported through the narrow inner-city streets and placed on site within a steel frame using a large tonnage crane. The lightweight corrugated steel containers used were “last trip” containers that are easily available in the coastal port city of Barcelona, meaning the amount of embodied carbon to transport the containers was more minimal compared to further inland locations. Shipping containers are based on international ISO standards and are designed to universal sizes and can support their own weight whilst being stackable. Therefore, making changes to the structure to provide openings for doors and windows compromises their structural integrity and requires additional structural support. Considering the need to scale up production of the programme and the need to modify the structure, the construction system could potentially be modified in the future to use steel beams and columns formed from recycled material, rather than reusing steel in the form of shipping containers.
The apartments integrate underfloor heating to provide efficient thermal comfort for residents, whilst the double skin façade ensures the homes do not overheat. The skin includes a translucent outer layer made from cellular polycarbonate and timber to increase natural daylight. This also serves to visually adapt the building to its context and allows the shipping containers beneath to be visible. Knauf products were used to create a double plate system in the ceilings and partitions for a structural 60-minute fire rating. The modules, façade and roof incorporate dismountable dry joints for disassembly, recycling, and to enable the easy relocation of parts or whole buildings if necessary.
Energy performance characteristics
The project team claim APROP housing reduces energy consumption by 25% and greenhouse gas emissions by 54% (European Commission, 2021). The double skin façade, layout, and the use of photovoltaics significantly contributed to the achievement of the AA energy certification. These design decisions were tested during the design process using energy simulation models and collaboration with an energy and resource efficiency consultancy (European Commission, 2021). Energy is supplied by an aerothermal heat pump that extracts energy from the ambient air, which is more energy efficient compared to conventional methods. Passive design strategies are also incorporated with exterior openings positioned to produce cross ventilation and maximise sunlight during the winter and shade in the summer months. These techniques significantly reduce heating and cooling demands and further improve the energy efficiency performance.
Financial benefits
The APROP Gothic pilot project cost €940,000. The reuse of shipping containers is reported to have resulted in a 10% material reduction in construction costs compared to traditional methods, in addition to cost savings from a much shorter project programme. These savings are referred to as the Pre-Manufactured Value (PMV) in relation to Industrialised Construction methods, as outlined in the Farmer report (Farmer & Thornton, 2021). The APROP system offers the possibility of further cost savings if the project is replicated through economies of scale; plans are already underway for multiple APROP projects in the city to provide permanent social housing in additional to temporary housing. Work on the second pilot project, a block of 42 dwellings in El Parc i la Llacuna del Poblenou, began in January 2022.
A.Davis (ESR1)
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The Elwood Project, Vancouver, Washington
Created on 02-11-2022
The Elwood Project is an affordable housing development and includes forty-six apartments and supportive housing services provided by Sea-Mar Community Services. All apartments are subsidised through the Vancouver Housing Authority, so that tenants pay thirty-five percent of their income towards rent, according to public housing designation. There are garden-style apartments to allow residents to choose when and where to interact with neighbours. Units are 37 sq. m. with 1 bedroom. These apartments are fully accessible and amenities include a community room, laundry room, covered bike parking, and outdoor courtyard with a community garden (Housing Initiative, 2022).
This case highlights the benefits of trauma informed design (TID) in the supportive housing sector. These homes were built using concepts of open corridors, natural light, art and nature, colours of nature, natural materials, design with commercial sustainability, elements of privacy and personalization, open areas, adequate and easy access to services. With these thoughtful techniques, Elwood offers socially sustainable help for vulnerable people (people with special needs, homeless, formally homeless) and for the new “housing precariat”.
The Elwood project is a good example of combining private apartments with opportunities for community living, where services and facilities management contribute to the well-being and stability of dwellers. What makes this project especially unique is that it does not look like affordable housing. As Brendan Sanchez concluded, people think that it “looks like really nice market rate upscale housing”, which is empowering, because people in general “deserve access to quality-built environment and healthy indoor interior environments”. Access Architecture did not design it as affordable housing, they just “designed it as housing” (Access Architecture, 2022).
Affordability aspects
The Elwood affordable housing community project is in a commercially zoned transit corridor. Existing planning regulations did not allow building permits in this area. Elwood is the first affordable housing development in the city of Vancouver that has required changes to the city’s zoning regulations. As a result of these changes, other measures have been adopted to promote affordable housing in the community. Under the city's previous building regulations, it was simply not possible to obtain a building permit. The Affordable Housing Fund helped developers to undertake this project and provided tenants with budget friendly housing options (Otak, 2022).
Now, thanks to the Elwood project, there are ongoing talks at the Board of the Planning Commission of Elwood Town to get construction permits for similar projects. As the council stated, “it is on the horizon for all towns to have affordable housing” (Elwood Town Corporation, 2022). Although the population of the area is small, it is estimated that in the coming years the need for more affordable housing units will increase. Previously, permitted uses were limited to C-2 (general commercial, office and retail) and C-3 (intensive service commercial) zoning uses (e.g., gas station, restaurant, public utility substation). Currently, the members of the town council together with other stakeholders are negotiating new plans for affordable housing in the area. With the help of the community, they are striving to harmonise the legal, political, financial and design aspects and work on a general plan that includes the construction of multi-family affordable dwellings. In addition, the ultimate goal is to further modify zoning regulations to incorporate tax advantages for social housing.
Sustainability aspects
It is a highly energy efficient building as it meets the minimum requirements of the Evergreen Sustainable Development Standards (ESDS), which include requirements for low Volatile Organic Compounds (VOC) content, water conservation, air sealing, and reduction of thermal bridges. It also meets the Green Point Rated Program requirements. The building materials are bamboo, cork, salvaged or FSC-Certified wood, natural linoleum, natural rubber and ceramic tile. There are no VOC adhesives or synthetic backing in living rooms, and bathrooms (Otak, 2022).
Design
Access Architecture used an outcome-based design process during the development of this project.
The outcome-based design process considers TID principles to lower barriers among tenants and minimize stigma of receiving services. Brendan Sanchez from Access Architecture highlights that TID is a kind of design that is “getting a lot more attention now that people understand it more. It applies in this project, and we’re also just finding that it doesn’t have to be a certain traumatic event we design for. It can also be a systemic problem — we all have our own traumas we’re working through, especially after the events of the pandemic last year. So Access likes to focus on how we can create healing spaces in this kind of design.” (Nichiha, 2022)
As Di Raimo et al. (2021) wrote, trauma informed approaches can be adopted by a wide range of service providers (health, social care, education, justice). In this case, Sea Mar-Community Services Northwest’s Foundational Community Support provides guidance for tenants with the help of case managers. Such partners can help with professional and health objectives. CDM Caregiving Services helps (or offer assistance) with daily tasks from cooking to cleaning and hygiene. Finally, Vancouver Housing Authority members help with anything they can, so that tenants would not feel themselves alone with their problems (Nahro, 2022).
Elwood offers informal indoor and outdoor spaces which provide a relaxed atmosphere in a friendly milieu. In this building, TID suits the resident’s needs. The building was planned with the help of potential residents and social workers, so that a sense of space and place would provide familiarity, stability, and safety for those who are longing for the feeling of place attachment.
A.Martin (ESR7)
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Participatory Planning: Re-examining Community Consultation as a process that integrates the Urban Room method with a digital mapping tool
Created on 04-07-2023
Public participation in planning is an enduring concern of scholars and practitioners regarding its practice; its inclusiveness and effectiveness. Participation can be a long-term relationship ‒ as in engagement ‒ or more short term in response to formal requirements ‒ as in consultation‒. New hands-on tools which involve innovative and experimental methods of engaging citizens are increasingly used in many countries to enhance citizen participation and collaboration in planning (AlWaer & Cooper, 2020; Rizzo et al., 2021; Scholl & Kemp, 2016). Hence, there is a growing interest in new forms of democratic practices in planning, which is fomenting the application of new technologies to support decision making.
Within the UK planning system, Community Consultation (CC) is the main statutory method for involving citizens in local planning processes. Typically, it takes place in “invited spaces” of participation that are state-led. However, some main drawbacks of the current CC processes have been pointed out (Lawson et al, 2022; Wargent & Parker, 2018); namely, under-resourced local councils, the dominance of technocratic processes that limit the scope of participation, consultation used for building consensus around new pro-growth initiatives to housing development and the uneven representation of disadvantaged groups. Recent research in the UK has revealed that CC leading to the development of a local area plan can be tokenistic, as decisions by powerful actors such as housing developers carry more weight, while input from communities comes at a time when many planning and housing design decisions have been already made (CaCHE, 2020). Official CC activities for citizen participation in the UK include the consultation on local development plans which takes place approximately every five years or the opportunity to comment on a specific planning application in a place. These processes are time consuming and demanding for community members, often involving consultation with a demographic group that is not representative. Therefore, the practice of CC is currently being reviewed in order to respond to these concerns.
Community Consultation for Quality of Life (CCQoL) is a UK-based research project that explores the ways in which civic participation in CC becomes much more meaningful, inclusive and engaging. This research project is part of four pilot projects being developed in England, Wales, Northern Ireland and Scotland with the participation of community groups, academic researchers, industry partners and local authorities. One of the main methods used to investigate CC is the Urban Room concept. The Urban Room is located on the ground floor of Broad Street Mall in central Reading. Reading is a large town half an hour to the west of London by rail and is characterised by its diverse population and high density of creative industries.
The combination of innovation in the physical space, using an Urban Room for conducting research and the digital consultation tools are at the core of the CCQoL project. The key elements examined through my participation in this case study are the two foremost methods being used: (a) the establishment of an experimental Urban Room for community groups to have a platform for face-to-face participation and (b) a new method of social value mapping via a digital mapping interface available on smart phones, tablets as well as in the Urban Room and home computers. As the aim of the project is to improve planning consultation, the physical location is used for the research team to test the use of the Commonplace digital consultation platform in a real-life scenario. Commonplace is one of the leading consultation platforms in the UK. It is currently going through a period of review and will be relaunched as Commonplace 2.0 in the summer 2022.
The Urban Room
As defined by the Urban Rooms Network facilitated by the Place Alliance, the purpose of an Urban Room is:
“to foster meaningful connections between people and place, using creative methods of engagement to encourage active participation in the future of our buildings, streets and neighbourhoods”. (Urban Room Network, 2022)
Running in parallel to the activities of the Urban Room at Reading, there is a website as a platform for online participation which clearly and concisely sets out: “We need your help to develop the Quality of Life maps of Reading. These will tell us about what you value in your place and help us create a wide-ranging resource of local knowledge” (CCQoL Reading, 2022). In the physical space of the Urban Room, posters provide more information regarding the community groups and other partners involved.
The Urban Room is in a shopping centre located at the end of a very busy, pedestrianised shopping street. This space was provided free of charge by the mall’s management company, Moorgarth. There are two ways in which people usually access the room: they can either casually drop in as they pass by or attend a scheduled event. The Urban Room was organised very quickly, over four months, with a minimal budget of roughly £3,000. Most of its equipment was borrowed from the school of architecture. Great efforts have been made to promote the Urban Room through social media. As a result, the initiative has received a lot of attention from local community groups. Over the course of five weeks in March 2022, a large number of events were planned, with many community groups convened by the project’s Community Partnerships Manager. Each week had its own theme: Introduction and Business Community, Health and Wellbeing, Culture and Heritage, Climate Change and The Future of Reading. The events were planned with the dual function of providing a platform for underrepresented groups to exhibit their community actions and discuss issues that affect them and as a way of attracting people to the space.
One of the most important benefits of the Urban Room events was the opportunity for community representatives of different organisations to learn about each other’s activities and discuss about common concerns face-to-face. This makes the Urban Room a space of learning, not only about the city but about the participants. However, the establishment of an Urban Room as an experimental setting for engaging people in the creation of place-based knowledge has already presented various challenges. The fact that it is “tucked away” in a shopping centre has made it less visible to the public, making it hard to attract a diverse demographic. Also, as a quasi-public space, it has not been clear how to manage who is allowed in the room or not and at which times. Furthermore, some comments by participants indicate that there is too much information on display, especially for those on the autism spectrum, Finally, researchers have pointed out that the 60 or so workshops and activities might have been too many.
Social Value Mapping
During the activities of the Urban Room, in which as a university researcher I was a participant observer, one of the key activities that community members participated in was the use of a digital mapping tool. The main benefit of a digital consultation platform is that it can reach more people. In addition, it can be blended with physical learning.
In the Commonplace platform within the Urban Room there is a map of Reading on which participants can drop a pin to locate where they (a) connect with nature; (b) feel healthy; (c) feel a sense of belonging; (d) feel a sense of wonder; (e) feel a sense of control over their environment and; (f) find it easy to get around their area. These categories are based on the Quality of Life Framework (Quality of Life Foundation, 2021) and provide the opportunity for residents of Reading to reveal qualitative data that will be then visualised in the form of a map that captures social value (Samuel & Hatleskog, 2020). Participants often show interest in the contributions that others place on the map, indicating that the tool can function as a way to establish connections and ‒ I would argue ‒ also to create social capital.
However, from the initial examination of the findings, the ability to only map the existing, positive characteristics of spaces does not allow participants to raise concerns about places they would like to see improved. The project’s research team have made an ethical decision to focus on the positive attributes of the place as the inclusion of negative impacts on publicly available maps can have a long-term negative impact on identity. Therefore, in the use of the digital mapping tool, citizens’ degree of influence and level of decision-making power remains limited. After speaking to the research team about this, I realised that consultations always need to clarify the limit of their influence. Since the research project is not an official CC linked to a real development plan, there would be a problem in addressing the participants’ concerns. Interestingly, this is a problem particularly observed in official CC processes by local governments that do not respond to the issues raised during the consultation so that community concerns are often disregarded as not being “a material consideration in a planning sense” (Lawson et al, 2022).
Therefore, contested issues and oppositional views present the difficulty of how to respond to them. However, regarding the mapping of positive characteristics, when maps are made available to the community they can provide transparency and accountability of the planning process regarding the spatial interpretation of social value.
Reflection & discussion
It can be argued that an Urban Room is similar to an Urban Living Lab (ULL) in the sense that they combine an environment and a methodology with a focus on real-life interventions by urban experimentation and collaboration between different stakeholders which has become popular in Europe (McCormick & Hartmann, 2017; Steen & van Bueren, 2017). An ULL almost always involves the goal of innovation in the face of contemporary urban challenges. Importantly, emphasis is placed on citizen-centred approaches to co-design and social innovation. However, an ULL for planning is typically used in sites for experimentation and often in a context where an intervention for alternative urban governance arrangements and sustainability transitions is taking place. Urban Rooms, on the other hand, seem to be placing more emphasis on enhancing the ties between groups of people, to provide a forum for discussion and for building awareness of local issues (Urban Room Network, 2022). Another important distinction is that an ULL places more emphasis on co-creation by involving citizens in the development of services and planning experiments (Höflehner & Zimmermann, 2016; Scholl & de Kraker, 2021; Scholl & Kemp, 2016). At the same time, co-production between local governments and citizens in collaborative planning processes is observed in design-led planning events such as charrettes (AlWaer & Cooper, 2020). Therefore, there seems to be an opportunity to redefine the Urban Room as an ULL and integrate it in planning charrettes in order to give importance to the decision-making power of participation in planning. Furthermore, despite some technical difficulties and limitations, a digital mapping tool can be a useful method of legitimising citizens’ views in planning policy, especially if it is improved to incorporate more nuanced and critical inputs.
A.Panagidis (ESR8)
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Marmalade Lane
Created on 08-06-2022
Background
An aspect that is worth highlighting of Marmalade Lane, the biggest cohousing community in the UK and the first of its kind in Cambridge, is the unusual series of events that led to its realisation. In 2005 the South Cambridgeshire District Council approved the plan for a major urban development in its Northwest urban fringe. The Orchard Park was planned in the area previously known as Arbury Park and envisaged a housing-led mix-use master plan of at least 900 homes, a third of them planned as affordable housing. The 2008 financial crisis had a profound impact on the normal development of the project causing the withdrawal of many developers, with only housing associations and bigger developers continuing afterwards. This delay and unexpected scenario let plots like the K1, where Marmalade Lane was erected, without any foreseeable solution. At this point, the city council opened the possibilities to a more innovative approach and decided to support a Cohousing community to collaboratively produce a brief for a collaborative housing scheme to be tendered by developers.
Involvement of users and other stakeholders
The South Cambridgeshire District Council, in collaboration with the K1 Cohousing group, ventured together to develop a design brief for an innovative housing scheme that had sustainability principles at the forefront of the design. Thus, a tender was launched to select an adequate developer to realise the project. In July 2015, the partnership formed between Town and Trivselhus ‘TOWNHUS’ was chosen to be the developer. The design of the scheme was enabled by Mole Architects, a local architecture firm that, as the verb enable indicates, collaborated with the cohousing group in the accomplishment of the brief. The planning application was submitted in December of the same year after several design workshop meetings whereby decisions regarding interior design, energy performance, common spaces and landscape design were shared and discussed.
The procurement and development process was eased by the local authority’s commitment to the realisation of the project. The scheme benefited from seed funding provided by the council and a grant from the Homes and Communities Agency (HCA). The land value was set on full-market price, but its payment was deferred to be paid out of the sales and with the responsibility of the developer of selling the homes to the K1 Cohousing members. Who, in turn, were legally bounded to purchase and received discounts for early buyers.
As relevant as underscoring the synergies that made Marmalade Lane’s success story possible, it is important to realise that there were defining facts that might be very difficult to replicate in order to bring about analogue housing projects. Two major aspects are securing access to land and receiving enough support from local authorities in the procurement process. In this case, both were a direct consequence of a global economic crisis and the need of developing a plot that was left behind amidst a major urban development plan.
Innovative aspects of the housing design
Spatially speaking, the housing complex is organised following the logic of a succession of communal spaces that connect the more public and exposed face of the project to the more private and secluded intended only for residents and guests. This is accomplished by integrating a proposed lane that knits the front and rear façades of some of the homes to the surrounding urban fabric and, therefore, serves as a bridge between the public neighbourhood life and the domestic everyday life. The cars have been purposely removed from the lane and pushed into the background at the perimeter of the plot, favouring the human scale and the idea of the lane as a place for interaction and encounters between residents. A design decision that depicts the community’s alignment with sustainable practices, a manifesto that is seen in other features of the development process and community involvement in local initiatives.
The lane is complemented by numerous and diverse places to sit, gather and meet; some of them designed and others that have been added spontaneously by the inhabitants offering a more customisable arrangement that enriches the variety of interactions that can take place. The front and rear gardens of the terraced houses contiguous to the lane were reduced in surface and remained open without physical barriers. A straightforward design decision that emphasises the preponderance of the common space vis-a-vis the private, blurring the limits between both and creating a fluid threshold where most of the activities unfold.
The Common House is situated adjacent to the lane and congregates the majority of the in-doors social activities in the scheme, within the building, there are available spaces for residents to run community projects and activities. They can cook in a communal kitchen to share both time and food, or organise cinema night in one of the multi-purpose areas. A double-height lounge and children's playroom incite gathering with the use of an application to organise easily social events amongst the inhabitants. Other practical facilities are available such as a bookable guest bedroom and shared laundry. The architecture of its volume stands out due to its cubic-form shape and different lining material that complements its relevance as the place to convene and marks the transition to the courtyard where complementary outdoor activities are performed. Within the courtyard, children can play without any danger and under direct supervision from adults, but at the same time enjoy the liberty and countless possibilities that such a big and open space grants.
Lastly, the housing typologies were designed to recognise multiple ways of life and needs. Consequently, adaptability and flexibility were fundamental targets for the architects who claim that units were able to house 29 different configurations. They are arranged in 42 units comprehending terraced houses and apartments from one to five bedrooms. Residents also had the chance to choose between a range of interior materials and fittings and one of four brick colours for the facade.
Construction and energy performance characteristics
Sustainability was a prime priority to all the stakeholders involved in the project. Being a core value shared by the cohousing members, energy efficiency was emphasised in the brief and influenced the developer’s selection. The Trivselhus Climate Shield® technology was employed to reduce the project’s embodied and operational carbon emissions. The technique incorporates sourced wood and recyclable materials into a timber-framed design using a closed panel construction method that assures insulation and airtightness to the buildings. Alongside the comparative advantages of reducing operational costs, the technique affords open interior spaces which in turn allow multiple configurations of the internal layout, an aspect that was harnessed by the architectural design. Likewise, it optimises the construction time which was further reduced by using industrialised triple-glazed composite aluminium windows for easy on-site assembly. Furthermore, the mechanical ventilation and heat recovery (MVHR) system and the air source heat pumps are used to ensure energy efficiency, air quality and thermal comfort. Overall, with an annual average heat loss expected of 35kWh/m², the complex performs close to the Passivhaus low-energy building standard of 30kWh/m² (Merrick, 2019).
Integration with the wider community
It is worth analysing the extent to which cohousing communities interact with the neighbours that are not part of the estate. The number of reasons that can provoke unwanted segregation between communities might range from deliberate disinterest, differences between the cohousing group’s ethos and that one of the wider population, and the common facilities making redundant the ones provided by local authorities, just to name a few. According to testimonies of some residents contacted during a visit to the estate, it is of great interest for Marmalade Lane’s community to reach out to the rest of the residents of Orchard Park. Several activities have been carried out to foster integration and the use of public and communal venues managed by the local council. Amongst these initiatives highlights the reactivation of neglected green spaces in the vicinity, through gardening and ‘Do it yourself’ DIY activities to provide places to sit and interact. Nonetheless, some residents manifested that the area’s lack of proper infrastructure to meet and gather has impeded the creation of a strong community. For instance, the community centre run by the council is only open when hired for a specific event and not on a drop-in basis. The lack of a pub or café was also identified as a possible justification for the low integration of the rest of the community.
Marmalade Lane residents have been leading a monthly ‘rubbish ramble’ and social events inviting the rest of the Orchard Park community. In the same vein, some positive impact on the wider community has been evidenced by the residents consulted. One of them mentioned the realisation of a pop-up cinema and a barbecue organised by neighbours of the Orchard Park community in an adjacent park. Perhaps after being inspired by the activities held in Marmalade Lane, according to another resident.
L.Ricaurte (ESR15)
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Targeting and Policy Efficiency: Exploring the Intended Reform of the Warm Home Discount
Created on 03-04-2023
While gas prices in Europe have surged since the war in Ukraine started, price volatility was already high before the Russian invasion (Statista, 2022). Furthermore, it is to expected that the low-carbon transition will cause more temporary peaks in residential energy prices (Shi & Shen, 2021). This raises the importance for governments to mitigate the effects on households at risk of fuel poverty, most notably low-income households in poorly insulated homes. There are typically three policy angles (Simshauser, 2021): tariff design, retrofit programmes to improve energy efficiency, and targeted income support or subsidies. This case study explores an innovative proposal within the latter category.
Target efficiency of policy
In the last decades, governments have moved from universal to more targeted social welfare policies, aiming to ensure their redistributive character in times of austerity (Ortiz & Cummins, 2020). Targeted support is especially important in the context of residential energy affordability because generic measures could reduce the willingness of high-income homeowners to retrofit their homes, and therefore represent perverse incentives. However, targeted policies are by nature imperfect, as it requires balancing between ‘E-mistakes’ (also called ‘leakage’) in which compensation is given to non-targeted groups, and ‘F-mistakes’ (also called ‘under-coverage’) in which part of the targeted group is not given compensation (Cornia & Stewart, 1993). The former is reflected by ‘vertical target efficiency’, the extent to which beneficiaries need compensation, and the latter by ‘horizontal target efficiency’, the extent to which those deemed to need the compensation receive it (Weisbrod, 1972). Moreover, targeting could be problematic when it induces informational distortion, incentive distortion, stigmatisation or significant administrative losses (Sen, 1998).
Warm Home Discount Reform
In addition to existing income support policies, such as the Cold Weather Payment and the Winter Fuel Payment, the Brittish government introduced the Warm Home Discount (WHD) for England and Wales in 2011. It has offered rebates of up to £140 on annual electricity and gas bills for specific groups: households in receipt of Pension Credit Guarantee form the ‘core group’ and households on various working age benefits the ‘broader group’ (DECC, 2011). While the core group receives the rebate automatically, the broader group must apply for the scheme (with a first-come first-served basis and a total spending envelope of around £350 million) to their energy supplier. In practice, this means that a large share of the eligible group does not know about its entitlement or is refused by suppliers because their spending cap is already exceeded. In addition, the WHD has ever since its announcement been criticised for not reaching all fuel poor households (Consumer Focus, 2011).
In response to this criticism, the Department of Business, Energy and Industrial Strategy (BEIS) published a consultation document for reform of the WHD (BEIS, 2021). It wants to improve targeting of fuel poor households, automate all rebate payments, and reach more households by raising the spending envelope to £475 million. The proposal to improve and automate targeting is innovative in its current shape: BEIS wants to combine data from public and private organisations to identify households on low incomes living in substandard housing or dealing with high energy costs. It would therefore be the first social welfare benefit that is automatically provided based on a prediction of low energy efficiency, using specific housing characteristics such as floor area, property age and property type as proxies.
Narrow focus on vertical efficiency
However, in its substantiation of the reform, BEIS seems to interpret target efficiency simply as vertical efficiency, which leads to a neglect of horizontal efficiency effects.
BEIS modelling suggests that with the current scheme around 37% of WHD recipients are fuel poor, while the reform would increase this number to 47% of recipients. This reflects the vertical efficiency of the reform, as there would only be 53% ‘leakage’ to the non-targeted group rather than 63%. But arguably of greater importance is the horizontal efficiency, the question what proportion of all fuel poor households in England and Wales would be reached. This percentage remains unknown, leaving the public guessing how much ‘under-coverage’ there would be under the proposed reform. Given the stringent WHD eligibility criteria, my hypothesis would be that under-coverage is high. However, further research is needed to find out whether this is indeed the case, and to explore how setting a different threshold could improve the horizontal efficiency of a future reform.
Furthermore, BEIS could think about using a broader understanding of vertical efficiency, not just considering the incidence of fuel poverty, but also the severity on a household level. BEIS now only modelled the proportion of fuel poverty (P0) and not the poverty gap (P1). However, poverty is not a binary phenomenon and should thus not be treated as such. When Hills (2012) was commissioned by the Brittish government to enhance fuel poverty statistics, he introduced the ‘fuel poverty gap’ as an enrichment of the proportion, and envisioned it to be the main driver of policy design. BEIS’ approach in the consultation document demonstrates that this vision has not materialised. Further research could explore whether spending the same amount on a ‘percentage of the utility bill’ rather than a standard discount could lower the fuel poverty gap, as Simshauser (2021) showed for Australian targeted support mechanisms.
T.Croon (ESR11)
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Dalarnas Villa - Built Research Project Investigating Sustainability
Created on 20-05-2023
In the Nordic countries, water-related damages in buildings (including homes) result in annual costs of several billion euros. These damages emerge from leaks in piping systems, inadequately waterproofing wet room layers, or damp-related problems which also negatively impact indoor air quality and occupants’ health. Some measures can be implemented to enhance the building sustainability that could result in huge savings and have a better impact on the environment and occupants’ health.
The Swedish insurance company “Dalarnas Försäkringsbolag” decided to finance this research project to look for solutions to foment a more economically and environmentally sustainable future for housing (Magnusson, 2020; Petrović et al., 2021). In collaboration with the Dalarna University, a design competition for students was announced in 2017 (Dalarna University, 2020). The winning team proposed an aesthetically pleasing design which was also rational and sustainable. In 2019, Dalarnas Villa was constructed by high school students under the supervision of local entrepreneurs. Currently, it is rented out to a Swedish family (Dalarna University, 2020). The Dalarnas Villa received the Nordic Swan Ecolabel which is the Nordic official environmental label (Holén, 2019; Svanen, n.d.).
Construction and materials
Dalarnas Villa was an opportunity to test the use of sustainable materials and smart systems to augment safety and save energy by way of cost-effective solutions with less negative environmental impact (Magnusson, 2020; Petrović et al., 2021). Wood is considered to be a sustainable option in Sweden. Thus, the house structure system is based entirely on wood. For the façade, wood panels were utilized as well. For the energy and smart systems, they installed photovoltaic panels on the southwest side of the roof; an exhaust air circulation system, and a ground source heat pump. Each year, a new ventilation system is installed to test different solutions to improve indoor air quality and provide energy savings. For safety systems that mitigate water-related damages, they used a smart water control system. It has a switch that detects, alerts, and closes the water supply if there is a leak, no occupants in the house, and/or in case of potential risk or damage due to water freezing (Dalarna University, 2020; Magnusson, 2020; Petrović et al., 2021).
Life Cycle Costs assessment
Life Cycle Costing (LCC) calculates the costs that are incurred during the pre-construction and construction phases (known as initial costs) and the future maintenance and operational costs (Estevan & Schaefer, 2017). LCC applies discounts and inflation rates to keep future costs in line with those of today. In other words, to bring all initial and future costs over a project lifetime into a single time dimension (Jawad & Ozbay, 2006).
Petrović et al., (2021) conducted LCC analysis for the Dalarna Villa from cradle to grave following the lifetime structure of EN 166 27 standard. Over a 50-year lifespan, a discount of 7% and an inflation rate of 2 % and adding the taxes, the life cycle costs of the Villa accounted for 3,588 euro/m2. LCC conducted the study for 50- and 100-year lifespans as well as different inflation and discount rates. Over the two life spans, a common pattern has been detected:
The investment-related costs had the highest share. Within these investment-related costs, labour amounted to half of the costs in this life cycle stage, followed by building materials, installations, and other pre-construction costs. This resonates with the ongoing issue of labour availability and the rise in construction prices in Europe as shown in the Eurostat chart presenting the EU construction prices and costs index (CCI) (Eurostat, 2021). This high percentage emphasizes the crucial potential of the industrialized construction sector to reduce construction labour (Qi et al., 2021), which is the research focus of ESR 01.
The running costs during the occupation phase - when residents were living in the house - included maintenance, replacement, operational energy and operational water costs. In this phase, maintenance costs were the highest, followed by replacement costs. After 50 years, both maintenance and replacement costs significantly increase, while the operational energy and operational water costs rise slowly (Petrović et al., 2021). The study also showed that without installing PV panels, the operational energy use costs would almost double over the 100 year lifespan.
For the end-of-life costs, the study assumed the villa would be demolished. Thus, these costs were the only value that is decreasing over the 100-year life span. If it were designed to be dismantled, the end-of-life costs would increase, but the solution would be more sustainable with regard to resource efficiency and environmental impact (Petrović et al., 2021). Design for disassembly is the research focus of RE-DWELL ESR01 project.
Over a 100-year lifespan, the initial costs of pre-construction and construction accounted for almost 75% of the total LCC, while the operational costs of maintenance, energy and water accounted for almost 25% (Petrović et al., 2021).*
Environmental impact
The carbon footprint of building materials can be understood through the so-called Global Warming Potential (GWP). It is an indicator of the amount of the greenhouse gases (GHG) that trap heat in the atmosphere (Durkee, 2006). This amount is explained in comparison with a reference gas which is carbon dioxide. Petrovic et al., (2019) carried out Life Cycle Assessment (LCA) with a focus on the villa building materials and their transportation distance to understand their environmental impact. The study calculated the GWP using One Click LCA software. The conclusions were that the thermo wood material used in the exterior envelope releases the highest amount of GHG to the atmosphere compared to the other materials which account for 514.03 Kg CO2e/m3. The next materials were concrete, cross-laminated timber (CLT) and the triple glazed windows releasing 268.68 Kg CO2e/m3, 140 Kg CO2e/m3 and 115 Kg CO2e/piece respectively (Petrovic et al., 2019). On the other hand, the wood-based materials for the structure and envelope are lower in GWP where each account for 25 Kg CO2e/m3. Thus, they can be considered more environmentally friendly.
Dalarnas Villa is a pilot project to investigate sustainable housing solutions in Sweden; houses that prioritise the quality of the indoor environment, the health of the residents and the impact on global warming. However, one of the questions to be addressed in the future is whether the increased costs of sustainable solutions will be cost-effective in the long term, as residents will pay less for maintenance and energy costs.
A.Elghandour (ESR4)
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DARE to Build, Chalmers University of Technology
Created on 04-07-2023
'DARE to build' is a 5–week (1 week of design – 4 weeks of construction) elective summer course offered at the Department of Architecture and Civil Engineering at Chalmers University of Technology in Sweden. The course caters for master-level students from 5 different master programmes offered at the Architecture and Civil Engineering Department. Through a practice-based approach and a subsequent exposure to real-world problems, “DARE to build” aims to prove that “real change can be simultaneously made and learned (Brandão et al., 2021b, 2021a). The goal of this course is to address the increasing need for effective multidisciplinary teams in the fields of architecture, engineering and construction (AEC) in order to tackle the ever-growing complexity of real-world problems (Mcglohn et al., 2014), and the pervading lack of a strong pedagogical framework that responds effectively to this challenge. The two main foci of the “DARE to build” pedagogical model are: (1) to train students in interdisciplinary communication, to cultivate empathy and appreciation for the contributions of each discipline, to sharpen collaborative skills (Tran et al., 2012) and (2) to expose students in practice-based, real-world design projects, through a problem-and-project-based learning (PPBL) approach, within a multi-stakeholder learning environment (Wiek et al., 2014). This multi-stakeholder environment is situated in the municipality of Gothenburg and involves different branches and services (Stadsbyggnadskontoret, Park och Naturförvaltningen), local/regional housing companies (Familjebostäder, Bostadsbolaget), professionals/collectives operating within the AEC fields (ON/OFF Berlin, COWI), and local residents and their associations (Hyresgästföreningen, Tidsnätverket i Bergsjön).
Design & Build through CDIO
By showcasing that “building, making and designing are intrinsic to each other” (Stonorov et al., 2018, p. 1), students put the theory acquired into practice and reflect on the implications of their design decisions. Subsequently they reflect on their role as AEC professionals, in relation to local and global sustainability; from assessing feasibility within a set timeframe to the intangible qualities generated or channelled through design decisions in specific contexts. This hands-on learning environment applies the CDIO framework (conceive, design, implement, operate, http://www.cdio.org/), an educational framework developed in the MIT, with a particular focus on the “implementation” part. CDIO has been developed in recent years as a reforming tool for engineering education, and is centred on three main goals: (1) to acquire a thorough knowledge of technical fundamentals, (2) to sharpen leadership and initiative-taking skills, and (3) to become aware of the important role research and technological advances can play in design decisions (Crawley et al., 2014). Therefore, design and construction, combined with CDIO, offer a comprehensive experience that enables future professionals to assume a knowledgeable and confident role within the AEC sector.
Course structure
“DARE to build” projects take place during the autumn semester along with the “Design and Planning for Social Inclusion” (DPSI) studio. Students work closely with the local stakeholders throughout the semester and on completion of the studio, one project is selected to become the “DARE to build” project of the year, based on (1) stakeholder interest and funding capacity, (2) pedagogical opportunities and the (3) feasibility of construction. During the intervening months, the project is further developed, primarily by faculty, with occasional inputs from the original team of DPSI students and support from professionals with expertise relevant to a particular project. The purpose of this further development of the initial project is to establish the guidelines for the 1-week design process carried out within “DARE to build”.
During the building phase, the group of students is usually joined by a team of 10-15 local (whenever possible) summer workers, aged between 16-21 years old, employed by the stakeholders (either by the Municipality of Gothenburg or by a local housing company). The aim of this collaboration is twofold - to have a substantial amount of workforce on site and to create a working environment where students are simultaneously learning and teaching, therefore enhancing their sense of responsibility. “DARE to build” has also collaborated - in pre-pandemic times - with Rice University in Texas, so 10 to 15 of their engineering students joined the course as a summer educational experience abroad.
The timeline for each edition of the “DARE to build” project evolution can be schematically represented through the CDIO methodology, which becomes the backbone of the programme (adapted from the courses’ syllabi):
Conceive: Developed through a participatory process within the design studio “Design and Planning for Social Inclusion”, in the Autumn.
Design: (1) Teaching staff defines design guidelines and materials, (2) student participants detail and redesign some elements of the original project, as well as create schedules, building site logistical plans, budget logs, etc.
Implement: The actual construction of the building is planned and executed. All the necessary building documentation is produced in order to sustain an informed and efficient building process.
Operate: The completed built project is handed over to the stakeholders and local community. All the necessary final documentation for the operability of the project is produced and completed (such as-built drawings, etc.).
In both the design and construction process, students take on different responsibilities on a daily basis, in the form of different roles: project manager, site supervisor, communications officer, and food & fika (=coffee break) gurus. Through detailed documentation, each team reports on everything related to the project’s progress, the needs and potential material deficits on to the next day’s team. Cooking, as well as eating and drinking together, works as an important and an effective team-bonding activity.
Learning Outcomes
The learning outcomes are divided into three different sets to fit with the overall vision of “DARE to Build” (adapted from the course syllabi):
Knowledge and understanding: To identify and explain a project’s life cycle, relate applied architectural design to sustainability and to describe different approaches to sustainable design.
Abilities and skills: To be able to implement co-creation methods, design and assess concrete solutions, to visualise and communicate proposals, to apply previously gained knowledge to real-world projects, critically review architectural/technical solutions, and to work in multidisciplinary teams.
Assessment and attitude: To be able to elaborate different proposals on a scientific and value-based argumentation, to combine knowledge from different disciplines, to consider and review conditions for effective teamwork, to further develop critical thinking on professional roles.
The context of operations: Miljonprogrammet
The context in which “DARE to Build” operates is the so-called “Million Homes Programme” areas (MHP, in Swedish: Miljonprogrammet) of suburban Gothenburg. The MHP was an ambitious state-subsidised response to the rapidly growing need for cheap, high-quality housing in the post-war period. The aim was to provide one million dwellings within a decade (1965-1974), an endeavour anchored on the firm belief that intensified housing production would be relevant and necessary in the future (Baeten et al., 2017; Hall & Vidén, 2005). During the peak years of the Swedish welfare state, as this period is often described, public housing companies, with help from private contractors, built dwellings that targeted any potential home-seeker, regardless of income or class. In order to avoid suburban living and segregation, rental subsidies were granted on the basis of income and number of children, so that, in theory, everyone could have access to modern housing and full of state-of-the-art amenities (Places for People - Gothenburg, 1971).
The long-term perspective of MHP also meant profound alterations in the urban landscape; inner city homes in poor condition were demolished and entire new satellite districts were constructed from scratch triggering “the largest wave of housing displacement in Sweden’s history, albeit firmly grounded in a social-democratic conviction of social betterment for all” (Baeten et al., 2017, p. 637) . However, when this economic growth came to an abrupt halt due to the oil crisis of the 1970s, what used to be an attractive and modern residential area became second-class housing, shunned by the majority of Swedish citizens looking for a house. Instead, they became an affordable option for the growing number of immigrants arriving in Sweden between 1980 and 2000, resulting in a high level of segregation in Swedish cities. (Baeten et al., 2017).
Nowadays, the MHP areas are home to multi-cultural, mostly low income, immigrant and refugee communities. Media narratives of recent decades have systematically racialised, stigmatised and demonised the suburbs and portrayed them as cradles of criminal activity and delinquency, laying the groundwork for an increasingly militarised discourse (Thapar-Björkert et al., 2019). The withdrawal of the welfare state from these areas is manifested through the poor maintenance of the housing stock and the surrounding public places and the diminishing public facilities (healthcare centres, marketplaces, libraries, etc.) to name a few. Public discourse, best reflected in the media, often individualizes the problems of "culturally different" inhabitants, which subsequently "justifies" people's unwillingness to work due to the "highly insecure" environment.
In recent years, the gradual (neo)liberalisation of the Swedish housing regime has provided room for yet another wave of displacement, leaving MHP area residents with little to no housing alternatives. The public housing companies that own MHP stock have started to offer their stock to potential private investors through large scale renovations that, paired with legal reforms, allow private companies to reject rent control. As a result, MHP areas are entering a phase of brutal gentrification (Baeten et al., 2017).
Reflections
Within such a sensitive and highly complex context, both “DARE to Build”, and “Design & Planning for Social Inclusion” aspire to make Chalmers University of Technology an influential local actor and spatial agent within the shifting landscape of the MHP areas, thus highlighting the overall relevance of academic institutions as strong, multi-faceted and direct connections with the “real-world”.
Even though participation and co-creation methodologies are strong in all “Design and Planning for Social Inclusion” projects, “DARE to Build” has still some ground to cover. In the critical months that follow the selection of the project and up to the first week of design phase, a project may change direction completely in order to fit the pedagogical and feasibility criteria. This fragmented participation and involvement, especially of those with less power within the stakeholder hierarchy, risks leading to interventions in which local residents have no sense of ownership or pride, especially in a context where interventions from outsiders, or from the top down, are greeted with increased suspicion and distrust.
Overall “DARE to build” is a relevant case of context-based education which can inform future similar activities aimed at integration education in the community as an instrument to promote sustainable development.
Relevant “DARE to build” projects
Gärdsåsmosse uteklassrum: An outdoor classroom in Bergsjön conceptualised through a post-humanist perspective and constructed on the principles of biomimicry, and with the use of almost exclusively natural materials.
Visit: https://www.chalmers.se/sv/institutioner/ace/nyheter/Sidor/Nu-kan-undervisningen-dra-at-skogen.aspx
https://www.mynewsdesk.com/se/cowi/pressreleases/cowi-hjaelpte-goeteborgs-stad-foervandla-moerk-park-till-en-plats-att-ha-picknick-i-2920358
Parkourius: A parkour playground for children and teens of the Merkuriusgatan neighbourhood in Bergsjön. A wooden construction that employs child-friendly design.
Visit: https://www.sto-stiftung.de/de/content-detail_112001.html https://www.mynewsdesk.com/se/familjebostader-goteborg-se/pressreleases/snart-invigs-bergsjoens-nya-parkourpark-3111682
E.Roussou (ESR9)
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La Borda
Created on 26-04-2023
The housing crisis
After the crisis of 2008, it became obvious that the mainstream mechanisms for the provision of housing were failing to provide secure and affordable housing for many households, especially in the countries of the European south such as Spain. It is in this context that alternative forms emerged through social initiatives. La Borda is understood as an alternative form of housing provision and a tenancy form in the historical and geographical context of Catalonia. It follows mechanisms for the provision of housing that differ from predominant approaches, which have traditionally been the free market, with a for-profit and speculative role, and a very low percentage of public provision (Allen, 2006). It also constitutes a different tenure model, based on collective instead of private ownership, which is the prevailing form in southern Europe. As such, it encompasses the notions of community engagement, self-management, co-production and democratic decision-making at the core of the project.
Alternative forms of housing
In the context of Catalonia, housing cooperatives go back to the 1960s when they were promoted by the labour movement or by religious entities. During this period, housing cooperatives were mainly focused on promoting housing development, whether as private housing developers for their members or by facilitating the development of government-protected housing. In most cases, these cooperatives were dissolved once the promotion period ended, and the homes were sold.
Some of these still exist today, such as the “Cooperativa Obrera de Viviendas” in El Prat de Llobregat. However, this model of cooperativism is significantly different from the model of “grant of use”, as it was used mostly as an organizational form, with limited or non-existent involvement of the cooperative members.
It was only after the 2008 crisis, that new initiatives have arisen, that are linked to the grant-of-use model, such as co-housing or “masoveria urbana”. The cooperative model of grant-of-use means that all residents are members of the cooperative, which owns the building. As members, they are the ones to make decisions about how it operates, including organisational, communitarian, legislative, and economic issues as well as issues concerning the building and its use. The fact that the members are not owners offers protection and provides for non-speculative development, while actions such as sub-letting or transfer of use are not possible. In the case that someone decides to leave, the flat returns to the cooperative which then decides on the new resident. This is a model that promotes long-term affordability as it prevents housing from being privatized using a condominium scheme. The grant -of -use model has a strong element of community participation, which is not always found in the other two models. International experiences were used as reference points, such as the Andel model from Denmark and the FUCVAM from Uruguay, according to the group (La Borda, 2020). However, Parés et al. (2021) believe that it is closer to the Almen model from Scandinavia, which implies collective ownership and rental, while the Andel is a co-ownership model, where the majority of its apartments have been sold to its user, thus going again back to the free-market stock.
In 2015, the city of Barcelona reached an agreement with La Borda and Princesa 49, allowing them to become the first two pilot projects to be constructed on public land with a 75-year leasehold. However, pioneering initiatives like Cal Cases (2004) and La Muralleta (1999) were launched earlier, even though they were located in peri-urban areas. The main difference is that in these cases the land was purchased by the cooperative, as there was no such legal framework at the time. This means that these projects are classified as Officially Protected Housing (Vivienda de Protección Oficial or VPO), and thus all the residents must comply with the criteria to be eligible for social housing, such as having a maximum income and not owning property. Also, since it is characterised as VPO there is a ceiling to the monthly fee to be charged for the use of the housing unit, thus keeping the housing accessible to groups with lower economic power. This makes this scheme a way to provide social housing with the active participation of the community, keeping the property public in the long term. After the agreed period, the plot will return to the municipality, or a new agreement should be signed with the cooperative.
The neighbourhood movement
In 2011, a group of neighbours occupied one of the abandoned industrial buildings in the old industrial state of Can Batlló in response to an urban renewal project, with the intention of preserving the site's memory (Can Batlló, 2020; Girbés-Peco et al., 2020). The neighbourhood movement known as "Recuperem Can Batlló" sought to explore alternative solutions to the housing crisis of the time. The project started in 2012, after a series of informal meetings with an initial group of 15 people who were already active in the neighbourhood, including members of the architectural cooperative Lacol, members of the labour cooperative La Ciutat Invisible, members of the association Sostre Civic and people from local civic associations. After a long process of public participation, where the potential uses of the site were discussed, they decided to begin a self-managed and self-promotion process to create La Borda. In 2014 they legally formed a residents’ cooperative and after a long process of negotiation with the city council, they obtained a lease for the use of the land for 75 years in exchange for an annual fee. At that time, the group expanded, and it went from 15 members to 45. After another two years of work, construction started in 2017 and the first residents moved in the following year.
The participatory process
The word “participation” is sometimes used as a buzzword, where it refers to processes of consultation or manipulation of participants to legitimise decisions, leading it to become an empty signifier. However, by identifying the hierarchies that such processes entail, we can identify higher levels of participation, that are based on horizontality, reciprocity, and mutual respect. In such processes, participants not only have equal status in decision-making, but are also able to take control and self-manage the whole process. This was the case with La Borda, a project that followed a democratic participation process, self-development, and self-management. An important element was also the transdisciplinary collaboration between the neighbours, the architects, the support entities and the professionals from the social economy sector who shared similar ideals and values.
According to Avilla-Royo et al. (2021), greater involvement and agency of dwellers throughout the lifetime of a project is a key characteristic of the cooperative housing movement in Barcelona. In that way, the group collectively discussed, imagined, and developed the housing environment that best covered their needs in typological, material, economic or managerial terms. The group of 45 people was divided into different working committees to discuss the diverse topics that were part of the housing scheme: architecture, cohabitation, economic model, legal policies, communication, and internal management. These committees formed the basis for a decision-making assembly. The committees would adapt to new needs as they arose throughout the process, for example, the “architectural” committee which was responsible for the building development, was converted into a “maintenance and self-building” committee once the building was inhabited. Apart from the specific committees, the general assembly is the place, where all the subgroups present and discuss their work. All adult members have to be part of a committee and meet every two weeks. The members’ involvement in the co-creation and management of the cooperative significantly reduced the costs and helped to create the social cohesion needed for such a project to succeed.
The building
After a series of workshops and discussions, the cooperative group together with architects and the rest of the team presented their conclusions on the needs of the dwellers and on the distribution of the private and communal spaces. A general strategy was to remove areas and functions from the private apartments and create bigger community spaces that could be enjoyed by everyone. As a result, 280 m2 of the total 2,950 m2 have been allocated for communal spaces, accounting for 10% of the entire built area. These spaces are placed around a central courtyard and include a community kitchen and dining room, a multipurpose room, a laundry room, a co-working space, two guest rooms, shared terraces, a small community garden, storage rooms, and bicycle parking. La Borda comprises 28 dwellings that are available in three different typologies of 40, 50 and 76 m2, catering to the needs of diverse households, including single adults, adult cohabitation, families, and single parents. The modular structure and grid system used in the construction of the dwellings offer the flexibility to modify their size in the future.
The construction of La Borda prioritized environmental sustainability and minimized embedded carbon. To achieve this, the foundation was laid as close to the surface as possible, with suspended flooring placed a meter above the ground to aid in insulation. Additionally, the building's structure utilized cross-laminated timber (CLT) from the second to the seventh floors, after the ground floor made of concrete. This choice of material had the advantage of being lightweight and low carbon. CLT was used for both the flooring and the foundation The construction prioritized the optimization of building solutions through the use of fewer materials to achieve the same purpose, while also incorporating recycled and recyclable materials and reusing waste. Furthermore, the cooperative used industrialized elements and applied waste management, separation, and monitoring. According to the members of the cooperative (LaCol, 2020b), an important element for minimizing the construction cost was the substitution of the underground parking, which was mandatory from the local legislation when you exceed a certain number of housing units, with overground parking for bicycles. La Borda was the first development that succeeded not only in being exempt from this legal requirement but also in convincing the municipality of Barcelona to change the legal framework so that new cooperative or social housing developments can obtain an “A” energy ranking without having to construct underground parking.
Energy performance goals focused on reducing energy demands through prioritizing passive strategies. This was pursued with the bioclimatic design of the building with the covered courtyard as an element that plays a central role, as it offers cross ventilation during the warm months and acts as a greenhouse during the cold months. Another passive strategy was enhanced insulation which exceeds the proposed regulation level. According to data that the cooperative published, the average energy consumption of electricity, DHW, and heating per square meter of La Borda’s dwellings is 20.25 kWh/m², which is 68% less, compared to a block of similar characteristics in the Mediterranean area, which is 62.61 kWh/m² (LaCol, 2020a). According to interviews with the residents, the building’s performance during the winter months is even better than what was predicted. Most of the apartments do not use the heating system, especially the ones that are facing south. However, the energy demands during the summer months are greater, as the passive cooling system is not very efficient due to the very high temperatures. Therefore, the group is now considering the installation of fans, air-conditioning, or an aerothermal installation that could provide a common solution for the whole building. Finally, the cooperative has recently installed solar panels to generate renewable energy.
Social impact and scalability
According to Cabré & Andrés (2018), La Borda was created in response to three contextual factors. Firstly, it was a reaction to the housing crisis which was particularly severe in Barcelona. Secondly, the emergence of cooperative movements focusing on affordable housing and social economies at that time drew attention to their importance in housing provision, both among citizens and policy-makers. Finally, the moment coincided with a strong neighbourhood movement around the urban renewal of the industrial site of Can Batlló. La Borda, as a bottom-up, self-initiated project, is not just an affordable housing cooperative but also an example of social innovation with multiple objectives beyond providing housing.
The group’s premise of a long-term leasehold was regarded as a novel way to tackle the housing crisis in Barcelona as well as a form of social innovation. The process that followed was innovative as the group had to co-create the project, which included the co-design and self-construction, the negotiation of the cession of land with the municipality, and the development of financial models for the project. Rather than being a niche project, the aim of La Borda is to promote integration with the neighbourhood. The creation of a committee to disseminate news and developments and the open days and lectures exemplify this mission. At the same time, they are actively aiming to scale up the model, offering support and knowledge to other groups. An example of this would be the two new cooperative housing projects set up by people that were on the waiting list for la Borda. Such actions lead to the creation of a strong network, where experiences and knowledge are shared, as well as resources.
The interest in alternative forms of access to housing has multiplied in recent years in Catalonia and as it is a relatively new phenomenon it is still in a process of experimentation. There are several support entities in the form of networks for the articulation of initiatives, intermediary organizations, or advisory platforms such as the cooperative Sostre Civic, the foundation La Dinamo, or initiatives such as the cooperative Ateneos, which were recently promoted by the government of Catalonia. These are also aimed at distributing knowledge and fostering a more inclusive and democratic cooperative housing movement. In the end, by fostering the community’s understanding of housing issues, and urban governance, and by seeking sustainable solutions, learning to resolve conflicts, negotiate and self-manage as well as developing mutual support networks and peer learning, these types of projects appear as both outcomes and as drivers of social transformation.
Z.Tzika (ESR10)
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LiLa4Green
Created on 04-07-2023
Background
Over the last decades, international and national environmental policies have been designed and implemented to counteract the impact of the emerging climate change, this forcing many cities around the globe to adapt their urban environment and update their planning strategies. On a local level, targeted solutions to improve urban microclimates play a catalytic role on the sense of urban comfort, especially in densely built areas lacking green. Such nature-based and cost-effective solutions which provide environmental, social and economic benefits for resilience (European Commision Research and Innovation, n.d.), as well as comprehensive green and blue infrastructure strategies that promote the use of natural processes and vegetation to achieve landscape and water management benefits in an urban context (Victoria State Goverment Department of Environment Land Water and Planning, 2017) can counteract the effects of rising temperatures and provide resilience for cities and inhabitants (Roehr & Laurenz, 2008). However, their implementation and maintenance face many challenges, such as administrative limitations and lack of awareness or acceptance by the local stakeholders and residents (Hagen et al., 2021; Tötzer et al., 2019).
Working to address this challenge in a holistic manner, the LiLa4Green project, as part of the Smart Cities Initiative, aims to foster the implementation of nature-based solutions in the city of Vienna, by integrating a LL approach that focuses on social innovation and knowledge-sharing. The main goals of the project include the collaborative identification of challenges and potentials, the implementation of co-created solutions in the streetscape and the visualisation of the effects of potential solutions in a creative way to raise awareness and activate participants (Hagen et al., 2021).
The project is funded by the Climate and Energy Fund and is carried out by an interdisciplinary consortium consisting of research, academic and community partners. The project’s methodology has been tested in two residential neighbourhoods, ‘Quellenstraße Ost’ in the 10th district and ‘Kreta’ in the 14th district of Vienna. Both neighbourhoods are characterised by dense urban structures and insufficient public and green spaces, and their population consists predominantly of young, low-income immigrant groups who are poorly qualified and which suffer a high unemployment rate (Hagen et al., 2019).
Methodological Approach
The project was implemented along two parallel lines of work. The first refers to a scientific approach conducted by the research consortium. This initiated with the open space and microclimatic analysis of the areas, the results of which were seen in context with the climate of the whole city, concluding to the areas’ characterisation. A demarcation as ‘vulnerable with respect to densification’ (Tötzer et al., 2019, p. 3) reflects the high density and bioclimatic stress of the neighbourhood. The analysis offered valuable insights in identifying priority spots, i.e., small-scale heat islands, and was followed by discussions on greening potentials and recommendations about the areas’ needs and characteristics.
In parallel, a participatory process was initiated in the focus areas to inform the scientific findings on the most problematic locations in the neighbourhood based on the local knowledge and experience of residents and local stakeholders. At the same time, through the establishment of the LL as an alternative to top-down city planning strategies, residents moved from being information facilitators to co-creators.
Following this approach of empowering residents to actively participate in the development of solutions that affect their living environment, the LL investigated ways to raise public awareness on mitigation and measures to facilitate citizens’ adaptation to climate change and to ensure a broad acceptance for the green-blue infrastructure among the general public, through the design and testing of multiple and diverse smart user participation and visualisation methods. A combination of innovative social science methods with the latest digital technology was put forward to facilitate the dissemination of information of the diverse functionalities of green and free spaces, testing also new methods of visualisation of the effects, such as Augmented and Virtual Reality, for more informed decisions (www.lila4green.at). Focusing further on the visibility and traceability (Hagen et al., 2021, p. 393) of the added value of the potential interventions, the monitoring phase included a combination of measurements, simulations and surveys, while in the assessment phase, innovative tools such as crowdsourcing and maps were employed to correlate multiple measurements such as costs and maintenance requirements.
Activities
The innovative methodology was tested in practice in a range of different activities organised by the LL that opened the research to citizens and stakeholders in an interactive format. The participatory process initiated with the LiLa4Green research team coming together to design the operation and context of the LL. The activities in the LL began with the ‘Start Workshop’, a knowledge-gathering meeting in which research team members and relevant stakeholders (representatives of municipal agencies and local institutions) came together to discuss constrains, potentials in the project area and the mutual benefits.
This introductory event was followed by the four cornerstones of the project, namely the ‘Green Workshops’ (GWs) that took place every 6 months and involved the research team, stakeholders and citizens. In preparation of each of these four events, a set of activities was organised on site, related to the objectives of the foregoing events, as well as the results of the previous ones. For instance, before the first Green Workshop that focused on ‘sharing information, building mutual understanding and establishing social connections’ (Tötzer et al., 2019, p. 5), the research team conducted on site activation activities which included the creation of a temporary space for conversations using pictures, signs and questions to approach the people passing by, and also engaging them through game-like activities of mapping and voting.
The first workshop started and concluded with a survey. The comparison of the answers of both surveys enabled the organisers to detect changes in the perception of participants on the topic and hence the success of the workshop in the transfer of knowledge. The workshop was organised in two parts that differentiated on the flow of knowledge from the research group to the participants and reversely, using posters, a memory set and a flyer as tools for communication.
Working on the feedback from the first workshop, the second event focused on the realisation of the first urban intervention, a parklet, that was developed as a student project at intended design studios at the TU Wien and then selected by the participants of the LL. Furthermore, using a smart interaction tool with AR technology on site, participants were given the chance to visualise and provide their feedback on potential greening interventions.
Having built trust between the participants and the research team, the third workshop aimed at the identification of the potential uses of the open space through gamification. The participants designed adaptation activities to respond to the scientifically identified conditions and further grounded their decisions to real restrictions, such as budget. In the same workshop, participants tested the AR tool that was further developed by the research team according to the feedback from the second workshop.
Finally, the fourth workshop dealt with the collective implementation of the developed proposals. Due to the pandemic outbreak the workshop was delivered in a digital format and the results were eventually implemented in the summer 2020.
Communication and Sharing Experience
Parallel to the workshops and activities, the consortium gave a great value to the communication and dissemination of LiLa4Green within and outside the focus areas by sending out a frequent newsletter and an Explain Video to attract and maintain participants’ motivation. Surveys and questionnaires were used to incorporate the feedback for the next stages, and experiences were shared via a website. Furthermore, the team created a brochure with the title “In 5 Schritten zum guten Klima” (LiLa4Green, n.d.) to summarise the smart participation methodology in five steps: 1. Prepare the ground and initiate the process, 2. Share knowledge and learn together, 3. Decide and create trust, 4. Designing the future in a playful way, and 5. Specify and implement together. Lastly, aiming to disseminate the knowledge and experiences with the scientific community, the research team actively participated in conferences, presentations, lectures and journals.
Acknowledgment
I would like to thank Tanja Tötzer, expert advisor at the Austrian Institute of Technology in Vienna and coordinator of the LiLa4Green project, for the inspiring discussion and generous insights that have helped to write about LiLa4Green.
A.Pappa (ESR13)
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LILAC_Low Impact Living Affordable Community_Leeds
Created on 09-03-2023
Innovative aspects of the housing design/building
The model for LILAC is based on the Danish co-housing model: mixing private space with shared spaces to encourage social interaction. A plethora of green spaces include allotments, pond, a shared garden and a children’s play area. Akin to the private self-contained homes, the ‘common house’ includes a communal workshop, office, post room, food cooperative, kitchen, dining space, social space, bike storage, play area, guest rooms and laundry room. The LILAC community benefit from a large number of communal facilities including: a common house with shared laundry, kitchen, reading area and community area; car sharing; pooling household equipment and power tools; sharing common meals twice per week; growing food in the allotment; and looking for provisions in the local area (LILAC Coop, 2022b; ModCell, n.d.). A shared lifestyle whereby resources and amenities are combined, reduces energy use and saves money.
Construction and energy performance characteristics
Constructed under a Design and Build contract (Chatterton, 2015), LILAC boasts an innovative prefabricated ModCell construction that includes a low carbon timber frame insulated with straw-bale. Residents assisted with the labour, collectively adding the straw bale insulation. External walls and interior finishes are in a lime render, increasing benefits from passive solar heating through thermal mass. Air tightness was prioritised during construction, and triple-glazed windows help to decrease heat loss during winter, allowing for Mechanical Ventilation Heat Recovery Systems (MVHR) to regulate indoor air temperature. Further energy performance characteristics include solar thermal energy collection for space and hot water heating, 1.25kw solar PV array, with an extra 4kw on the common house (LILAC Coop, 2022b).
LILAC features a flood prevention system whereby a sustainable urban drainage system (SUDS) feeds the central pond. Roof rainwater runoff is collected into water butts that are later used to water the gardens. Overflow from water butts enters the central pond, which discharges into the public drainage system at a reduced rate. Furthermore, all ground surfaces of the site are permeable. Biodiversity planting and a permaculture design certificate course were integrated into the design at planning stage.
Major additional spending decisions were made whenever residents believed it would meet their core values and result in long term financial savings (Chatterton, 2015, p.68). Construction costs were therefore higher than the UK average – a 48 sqm one-bedroom flat cost £84,000 to build at a cost of £1,744 per sqm while the average costs in England were £1,200 per sqm. However, the annual heating demand of the homes is far less than the UK average of 140kWh/m² at around 30kWh/m², reducing energy consumption and bills up to two-thirds compared with existing UK housing stock (Chatterton, 2015, p.84).
Involvement of users and stakeholders
LILAC is owned by a cooperative, through the innovative equity-based model: Mutual Home Ownership Scheme (MHOS). The MHOS is a leaseholder approach (Chatterton, 2013) where residents purchase shares in the co-operative. The number of shares owned by each member is related in part to their income, and partly according to the size of their property. If someone earn a large income their house becomes more expensive, but another property subsequently becomes cheaper, thus conserving affordability. Affordable housing at LILAC is maintained as no more than 35% of net household income should be spent on housing (Chatterton, 2013; LILAC Coop, 2022a).
Minimum net income levels were set for each different house size to ensure a 35% equity share rate generates enough income to cover the mortgage repayments (Pickerill, 2015). The MHOS owns the homes and land and is made up of the residents who also manage LILAC. Members lease and occupy specific houses or flat from the MHOS. In effect, residents are their own landlords.
The building was financed by a combination of personal members invested capital, a long-term mortgage from the ethical bank Triodos, and a government grant of £420,000 from The Homes and Communities Agency’s Low Carbon Investment Fund, specifically to experiment with ModCell straw construction (Chatterton, 2013; Lawton & Atkinson, 2019). Each member makes monthly payments to the MHOS, who then pays the mortgage – deductions are made for service costs. In 2015, annual household minimum income for a home was set as at least £15,000.
‘Community agreements’ cover areas such as pets, food, communal cooking, use of the common house, management of green spaces, equal opportunities, vulnerable adults, the use of white goods, housing allocation and diversity, and garden upkeep (Chatterton, 2013; LILAC, 2021). “MHOS forms the democratic heart of the project” (Chatterton, 2013). All decisions are made democratically, using templates to generate and discuss proposals, explore pros and cons, generate amendments, and ratify decisions (Chatterton, 2013).
Relationship to urban environment
LILAC is in a highly integrated inner-city locality, situated in an urban neighbourhood of Leeds, on a site that was previously a school. Integrating with the wider community in West Leeds, the common house is used for “local meetings, film nights, meals and gatherings, workshops and has been used as the local polling station” (LILAC Coop, 2022b). LILAC has increased residents feeling of empowerment to participate in social action, working within the wider community to explore issues together and work for change. This has included supporting a local community association, local schools and holding charity and music events (LILAC, 2021).
Behaviour and wellbeing
LILACs community act in the knowledge that an adequate response to climate change and energy reduction takes shifting the way we live, enacting behavioural changes that contribute to a post-carbon transition. Decisions in cohousing are made as a community, rather than individual consumers or households. Residents report a much higher health satisfaction – from 58% to 76% – and life satisfaction – from 58% to 87% – compared to previous accommodation (LILAC, 2021). Both physical and mental health improvements have been reported since moving to the community due to LILAC’s “plentiful greenspace, sustainable travel options, better high air quality and natural light in the homes, greater social interaction and opportunities for socialising with neighbours” (LILAC, 2021). Further benefits of LILAC as a cohousing scheme include increased safety and wellbeing, natural surveillance and support for the elderly, reduced car numbers combined with car separation and car-free home zones to increase safety as well as reducing carbon emissions related to car use (Chatterton, 2013).
S.Furman (ESR2)
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North Wingfield Road social housing complex.
Created on 25-11-2022
a) Design philosophy
According to the Housing Design Awards, the design of the North Wingfield project took a contemporary design approach, combining the features of local vernacular architecture - as adopted from local farms - with the developer's vision and requirements for flexible, sustainable and innovative housing (HDA, 2021). The architectural office DK -Architects explains that this fusion is represented by massing the morphology of the project, traditional architectural elements (e.g. Dreadnought brick (roof), Janinhoff brick (walls)) with modern elements such as large glazing and aluminium cladding. This combination of materials not only provides an aesthetically pleasing appearance, but also helps to capture heat, ultimately reducing heating energy consumption for at least seven months of the year (DK-A, 2021). In addition, several innovative features have been adapted, including the well-planned use of space and the clear conceptual plans that extends beyond the interior spaces to the shared courtyard, which serves as a social gathering place for the tenants.
The inspiration for the courtyard was derived from the local identity, the farmstead and the crew yard (HDA, 2021). At the same time, the use of a see-through fence, which extends the sightline into the rural surroundings, provides a calming splash of green colour in each residential unit. The semi-raised upper massing extends the courtyard and provides a semi-enclosed space that enhances the feeling of safety and security (DK-A, 2021). Meanwhile, the buildings in the front row clearly stand out from the surrounding buildings through the use of colours and materials and also serve as an entrance gate to the project (DK-A, 2021; HDA, 2021). Each dwelling has its own mini agricultural space, which has proven valuable for the well-being of the residents.
b) Construction process
The skeleton of the building utilises an off-site timber frame method of construction, adopting a semi-modular design principle (Davies & Jokiniemi, 2008). This construction method provides a structure with a superior thermal envelope that requires minimal maintenance and is a 'fit-and-forget' solution for the lifetime of the building. In addition, both labour and material costs were significantly reduced due to less reliance on craftsmanship and multiple suppliers. This is in line with the UK government plans to revamp construction regulations to encourage bold, creative and sustainable construction methods (Davies & Jokiniemi, 2008; Sterjova, 2017).
The construction process started with ground treatment, followed by the casting of the foundations on site. Meanwhile, the timber frames were manufactured off-site at the supplier's factory, which helped to reduce construction work and thus carbon emissions. The frames were then transported to the site for fixing and external treatment, and all the construction work ran in parallel (Wheatley, 2020). The overall process can be seen in Figure 1.
c) Sustainability integration
At the sustainability level, the project worked on several areas to maximise the adaptation of sustainability features and minimise the impact on the natural environment (HDA, 2021).
Creating sustainable buildings
Through sustainable design and layout (e.g. orientation, maximising daylight, optimising solar gain).
Creating high quality outdoor environments (e.g. public and private open spaces that provide shade and shelter and consider flood retention and multi-functional green spaces to protect wildlife).
Use of sustainable water management techniques (e.g. use of sustainable drainage systems and consideration of surface water run-off).
Use of sustainable waste management facilities for private and communal use (through the appropriate provision of waste and recycling bins).
Focus on reducing the use of non-renewable energy.
Reduction of carbon emissions
The project has been designed in accordance with the highest level of building regulations and sustainability standards, in line with the Government's 10-year timetable for all new homes to be carbon neutral by 2016.
Water recycling techniques (such as grey water and rainwater harvesting).
Sustainable Transport (reducing reliance on the private car, incorporating practical and accessible sustainable transport patterns).
d) Energy performance
One of the tools to assess building energy efficiency in the UK is the Energy Performance Certificate (EPC), which is defined by the Department for Levelling Up, Housing and Communities as:
A rating scheme that summarises the energy efficiency of buildings; it includes a certificate that gives a property an energy efficiency rating from A (most efficient) to G (least efficient) and is valid for 10 years (DLUHC, 2014).
The EPC is produced using the Standard Assessment Procedure (SAP), which is defined by the Department for Business, Energy & Industrial Strategy as follows:
The method used to assess and compare the energy and environmental performance of properties in the UK [...] it uses detailed information about the property's construction to calculate energy performance (DBEIS, 2013).
The North Wingfield project has successfully achieved a (B) rating - equivalent to 84 out of a maximum possible 100 points with a high potential for an (A) rating equivalent to 95 points (DLUHC, 2021). This score is the result of
The use of high-performance materials with very good thermal transmittance properties (walls: 0.20 W/m²K, roof: 0.11 W/m²K, floor: 0.09 W/m²K).
Well-designed ventilation system that achieves a good air tightness indicator (air permeability 4.9 m³/h.m²).
Low consumption of primary energy of 94 kWh/m2.
Another indicator is the Environmental Impact Score (EIS), which shows the impact of a building on the environment through the estimated carbon dioxide (CO2) emissions calculated at the time of the EPC assessment (DLUHC, 2014). The higher the score, the lower the building's impact on the environment: like EPC labels, the environmental impact score is graded from A to G (DBEIS, 2014). The project generates 1.4 tonnes of CO2 annually. This is less than a quarter of the 6 tonnes emitted by an average household. By improving the EIS rating to A, CO2 production will be reduced to 0.3 tonnes, which will distinguish the project as one of the most environmentally friendly projects (DLUHC, 2021). Figure 2 shows the EPC and EIS breakdowns of the properties.
M.Alsaeed (ESR5)
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Housing Fund of the Republic of Slovenia
Created on 04-07-2023
National Housing Fond of the Republic of Slovenia: from inception to present day
The Republic of Slovenia proclaimed its independence in 1991, and the new state was obliged to create proper housing for its citizens. The National Housing Fund of the Republic of Slovenia (the Fund) was founded in October 1991 under the National Housing Act (the Act) in order to oversee the implementation of the National Housing Programme (NHP) in collaboration with other governmental bodies and agencies at a national and municipal level (HFRS, 2021; European Commission, 2017). According to the Act, the proceedings from the privatisation were to be distributed as follows: 20% to the Fund, 30% refunded to tenants that relinquished the rights to purchase dwellings and 50% to purchase new housing (Sendi, 1995). The NHP aimed to ensure a higher standard of living for vulnerable groups. According to Kerbler and Kolar (2018), the four main objectives of the NHP are to create a balanced supply of suitable housing, to facilitate access to housing, to improve the quality and functionality of housing and to increase the residential mobility of the population. Over the years, the Fund's tasks have extended from policy implementation to investment, management and construction activities.
After Slovenia gained independence in 1991, there was a massive privatisation of the public housing stock (Cirman, 2017). Overseeing the privatisation was one of the first tasks for the newly created Fund in Slovenia, as the role of the state in the housing market was slowly diminishing (Cirman & Mandič, 2013). Provisions from the privatisation of public dwellings were allocated to the Fund, and over the period of 30 years of the Fund’s existence, almost 3,000 housing units were sold at favourable prices (HFRS, 2021).
Originally, one of the Fund’s main tasks was to provide favourable loans (around 3%) mainly to non-profit housing organisations so that they could construct housing units to accommodate young families with children, single-income families, the physically handicapped and three-generation households (Sendi, 1995).
At present, there is a ten-year strategy in place, which is set to finish in 2025, that aims to increase the supply of dwellings and to support disadvantaged and vulnerable people
The Fund's main activities currently include promoting investment in new construction to increase the public rental housing stock through long-term loans, housing saving schemes, direct investment in projects, management of the existing housing stock and the development of pilot projects. (HFRS, 2021). Under the NHP, for each public dwelling sold, the Fund is obliged to dedicate one dwelling for rental use (Cirman, 2017). The Fund develops its own projects as well as projects in cooperation with municipal housing associations and housing cooperatives. The current strategy runs from 2015 to 2025 and focuses on renewing the housing stock, increasing affordability through various financial instruments such as mortgage insurance and building new housing (BMVBS, 2009; European Commission, 2017). Among other objectives, the Fund plans to acquire up to 500 public rental housing units, 150 assisted rental housing units and 50 places in retirement homes, as well as up to 3,280 public rental housing units for young families in the period 2021-2025.
One of the recently completed projects co-financed by the Fund is the construction of housing for young people and seniors in the city of Ljubljana. The Housing Fund received a favourable loan of €50 million from the Council of Europe Development Bank (CEB) for the construction of 500 rental flats for 498 families and individuals. According to the director of the Housing Fund, Črtomir Remec, on its completion in 2021, this will be the "largest housing construction in independent Slovenia". Some similar projects are in the development phase while others are scheduled to start in the near future, co-financed by the CEB and the Housing Fund. Moreover, around €60 million for affordable housing has been obtained from European Commissions Recovery and Resilience Fund.
The Funds’ structure
The founding body of the Fund is the Republic of Slovenia. It is governed by a supervisory board consisting of two members of the Ministry of Spatial Planning, one member of the Ministry of Finance, one member of the beneficiaries and one member of the legal department. In addition to the Fund, there are 13 registered municipal public funds in Slovenia that are responsible for implementing municipal housing programmes.
The day-to-day operations of the Fund are managed by 40 employees (31 December 2020) and the total assets of the Fund amount to more than €400 million (HFRS, 2021).
The main sources of funding come from the sale of housing units, transfers from the state budget, foreign and domestic grants, the issuance of the Fund's securities, the sale of other non-operating assets under the Fund's management, and income from the rental of housing and long-term loans. The Fund owns two subsidy companies, a building management company and a property consultancy company, employing around 30 and 20 people respectively. At the end of 2020, there were 3,825 public rental housing units managed by the Fund. It is modernising its platform to better manage rental housing applications (HFRS, 2021).
Shortcomings of the Fund’s operations
At the beginning of the Fund's operation in the early 1990s, the Minister of Environment, who was one of the authors of the Housing Act on the basis of which the Housing Funds had been established, claimed that 20% of the proceeds from the sale of the housing stock owned by the local authorities had not been paid into the Housing Fund by the local authorities, as stipulated in the Act. Due to the lack of these funds, the objectives of the fund were not achieved in the first years of its operation and its development was hampered. (Sendi, 1995). Other observations by the European Commission (2017) state that the programme is not on the right track because of the lack of legislation to facilitate new pilot projects and innovative solutions. This report also points to the underfunding of the fund. It estimates that at least 220 million euros are needed to achieve the goals, while claiming that the administration, with 40 staff, is not sufficiently staffed to fulfil all the tasks. Moreover, since the rentals the Fund charges are below market levels, it has difficulty attracting private companies to invest in social housing. The last remark in the report is that homeless people, people who have been evicted and live in overcrowded flats, do not fall within the scope of the fund's activities (see also FIlipovič Hrast, 2019).
Final remarks
Compared to neighbouring EU Member States, namely Croatia, the Fund is seen as an innovation in the context of the post-privatisation period. For example, after its privatisation in the early 1990s, Croatia sold almost all of its public housing stock without developing a vision or strategy to reinvest the proceeds in affordable housing. In contrast, Slovenia had the institutional capacity to establish a national governing body to oversee and implement the housing strategy and take responsibility for the construction and maintenance of the public and social housing stock. Since then, the Fund has become the cornerstone of any future housing policy development. With its 30 years of experience and expertise, the Fund is an example of best practise and a goal that countries with similar circumstances should strive for, namely post-socialist countries with high levels of home ownership and a non-existent national housing strategy.
M.Horvat (ESR6)
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Diagoon Houses
Created on 11-11-2022
The act of housing
The development of a space-time relationship was a revolution during the Modern Movement. How to incorporate the time variable into architecture became a fundamental matter throughout the twentieth century and became the focus of the Team 10’s research and practice. Following this concern, Herman Hertzberger tried to adapt to the change and growth of architecture by incorporating spatial polyvalency in his projects. During the post-war period, and as response to the fast and homogeneous urbanization developed using mass production technologies, John Habraken published “The three R’s for Housing” (1966) and “Supports: an Alternative to Mass Housing” (1961). He supported the idea that a dwelling should be an act as opposed to a product, and that the architect’s role should be to deliver a system through which the users could accommodate their ways of living. This means allowing personal expression in the way of inhabiting the space within the limits created by the building system. To do this, Habraken proposed differentiating between 2 spheres of control: the support which would represent all the communal decisions about housing, and the infill that would represent the individual decisions. The Diagoon Houses, built between 1967 and 1971, follow this warped and weft idea, where the warp establishes the main order of the fabric in such a way that then contrasts with the weft, giving each other meaning and purpose.
A flexible housing approach
Opposed to the standardization of mass-produced housing based on stereotypical patterns of life which cannot accommodate heterogeneous groups to models in which the form follows the function and the possibility of change is not considered, Hertzberger’s initial argument was that the design of a house should not constrain the form that a user inhabits the space, but it should allow for a set of different possibilities throughout time in an optimal way. He believed that what matters in the form is its intrinsic capability and potential as a vehicle of significance, allowing the user to create its own interpretations of the space. On the same line of thought, during their talk “Signs of Occupancy” (1979) in London, Alison and Peter Smithson highlighted the importance of creating spaces that can accommodate a variety of uses, allowing the user to discover and occupy the places that would best suit their different activities, based on patterns of light, seasons and other environmental conditions. They argued that what should stand out from a dwelling should be the style of its inhabitants, as opposed to the style of the architect. User participation has become one of the biggest achievements of social architecture, it is an approach by which many universal norms can be left aside to introduce the diversity of individuals and the aspirations of a plural society.
The Diagoon Houses, also known as the experimental carcase houses, were delivered as incomplete dwellings, an unfinished framework in which the users could define the location of the living room, bedroom, study, play, relaxing, dining etc., and adjust or enlarge the house if the composition of the family changed over time. The aim was to replace the widely spread collective labels of living patterns and allow a personal interpretation of communal life instead. This concept of delivering an unfinished product and allowing the user to complete it as a way to approach affordability has been further developed in research and practice as for example in the Incremental Housing of Alejandro Aravena.
Construction characteristics
The Diagoon Houses consist of two intertwined volumes with two cores containing the staircase, toilet, kitchen and bathroom. The fact that the floors in each volume are separated only by half a storey creates a spatial articulation between the living units that allows for many optimal solutions. Hertzberger develops the support responding to the collective patterns of life, which are primary necessities to every human being. This enables the living units at each half floor to take on any function, given that the primary needs are covered by the main support. He demonstrates how the internal arrangements can be adapted to the inhabitants’ individual interpretations of the space by providing some potential distributions. Each living unit can incorporate an internal partition, leaving an interior balcony looking into the central living hall that runs the full height of the house, lighting up the space through a rooflight.
The construction system proposed by Herztberger is a combination of in-situ and mass-produced elements, maximising the use of prefabricated concrete blocks for the vertical elements to allow future modifications or additions. The Diagoon facades were designed as a framework that could easily incorporate different prefabricated infill panels that, previously selected to comply with the set regulations, would always result in a consistent façade composition. This allowance for variation at a minimal cost due to the use of prefabricated components and the design of open structures, sets the foundations of the mass customization paradigm.
User participation
While the internal interventions allow the users to covert the house to fit their individual needs, the external elements of the facade and garden could also be adapted, however in this case inhabitants must reach a mutual decision with the rest of the neighbours, reinforcing the dependency of people on one another and creating sense of community. The Diagoon Houses prove that true value of participation lies in the effects it creates in its participants. The same living spaces when seen from different eyes at different situations, resulted in unique arrangements and acquired different significance. User participation creates the emotional involvement of the inhabitant with the environment, the more the inhabitants adapt the space to their needs, the more they will be inclined to lavish care and value the things around them. In this case, the individual identity of each household lied in their unique way of interpreting a specific function, that depended on multiple factors as the place, time or circumstances. While some users felt that the house should be completed and subdivided to separate the living units, others thought that the visual connections between these spaces would reflect better their living patterns and playful arrangement between uses.
After inhabiting the house for several decades, the inhabitants of the Diagoon Houses were interviewed and all of them agreed that the house suggested the exploration of different distributions, experiencing it as “captivating, playful and challenging”1. There was general approval of the characteristic spatial and visual connection between the living units, although some users had placed internal partitions in order to achieve acoustic independence between rooms. One of the families that had been living there for more than 40 years indicated that they had made full use of the adaptability of space; the house had been subject to the changing needs of being a couple with two children, to present when the couple had already retired, and the children had left home. Another of the families that was interviewed had changed the stereotypical room naming based on functions (living room, office, dining room etc.) for floor levels (1-4), this could as well be considered a success from Hertzberger as it’s a way of liberating the space from permanent functions. Finally, there were divergent opinions with regards to the housing finishing, some thought that the house should be fitted-out, while others believed that it looked better if it was not conventionally perfect. This ability to integrate different possibilities has proven that Hertzberger’s experimental houses was a success, enhancing inclusivity and social cohesion. Despite fitting-out the inside of their homes, the exterior appearance has remained unchanged; neighbourly consideration and community identity have been realised in the design. The changes reflecting the individual identity do not disrupt the reading of the collective housing as a whole.
Spatial polivalency in contemporary housing
From a contemporary point of view, in which a housing project must be sustainable from an environmental, social and economic perspective, the strategies used for the Diagoon Houses could address some of the challenges of our time. A recent example of this would be the 85 social housing units in Cornellà by Peris+Toral Arquitectes, which exemplify how by designing polyvalent and non-hierarchical spaces and fixed wet areas, the support system has been able to accommodate different ways of appropriation by the users, embracing social sustainability and allowing future adaptations. As in Diagoon, in this new housing development the use of standardized, reusable, prefabricated elements have contributed to increasing the affordability and sustainability of the dwellings. Additionally, the use of wood as main material in the Cornellà dwellings has proved to have significant benefits for the building’s environmental impact. Nevertheless, while this matrix of equal room sizes, non-existing corridors and a centralised open kitchen has been acknowledged to avoid gender roles, some users have criticised the 13m² room size to be too restrictive for certain furniture distributions.
All in all, both the Diagoon houses and the Cornellà dwellings demonstrate that the meaning of architecture must be subject to how it contributes to improving the changing living conditions of society. Although different in terms of period, construction technologies and housing typology, these two residential buildings show strategies that allow for a reinterpretation of the domestic space, responding to the current needs of society.
C.Martín (ESR14)
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